DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tcfg Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Neil Sampat GavandeTcfg Investment Advisors, LLC independent RIAFarm And Community Advisory state registeredRIA to a state-registered adviserOct 3, 2023Aug 2, 2024 (304 d)
Melanie Ann PozorskiTcfg Investment Advisors, LLC independent RIALanier Financial Group LLC independent RIARIA to RIAJul 12, 2023Apr 24, 2024 (287 d)
Larry David ZuckermanTcfg Investment Advisors, LLC independent RIALPL Financial LLC independent RIARIA to RIADec 12, 2022Nov 14, 2022
Benny EllerbeTcfg Investment Advisors, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseOct 7, 2022Aug 1, 2023 (298 d)
Timothy Dj RocheTcfg Investment Advisors, LLC independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2022Mar 10, 2022
David Andrew BaldwinTcfg Investment Advisors, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankFeb 8, 2022Jan 28, 2022
Eric John ZebrauskasTcfg Investment Advisors, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankOct 20, 2021Nov 2, 2021
Carl Lance HuntleyTcfg Investment Advisors, LLC independent RIATitleist Capital, LLC independent RIARIA to RIAFeb 24, 2020Apr 29, 2019
Francesco Natale RuggeriTcfg Investment Advisors, LLC independent RIAIndependent Financial Group, LLC independent RIARIA to RIAJun 27, 2019May 17, 2019
Daniel NovakTcfg Investment Advisors, LLC independent RIAWestern International Securities independent RIARIA to RIAMay 17, 2019Mar 22, 2019
Randall Scott KarlTcfg Investment Advisors, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAMay 18, 2018May 7, 2018
Christopher J KilrainTcfg Investment Advisors, LLC otherMML Investors Services, LLC BD affiliatedOtherMar 26, 2018Apr 10, 2018
Remick Landon HamTcfg Investment Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMar 1, 2018Mar 2, 2018
Giovanni TodescoTcfg Investment Advisors, LLC otherBelpointe Asset Management LLC independent RIAOtherMar 21, 2016Nov 8, 2022 (2423 d)
Carol Jeanette PipitoneTcfg Investment Advisors, LLC otherBelpointe Asset Management LLC otherOtherMar 9, 2016Apr 19, 2016 (41 d)
Ethan G MatkinTcfg Investment Advisors, LLC otherMML Investors Services, LLC otherOtherJan 20, 2016Feb 1, 2016
Martin Charles JohnsonTcfg Investment Advisors, LLC otherMorgan Stanley wirehouseOtherDec 31, 2013Mar 11, 2014 (70 d)
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17 moves match.