DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Svb Investment Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gustavo Arce | Svb Investment Services Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | May 29, 2025 (1035 d) |
| Federico J Martin | Svb Investment Services Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | Jan 3, 2024 (523 d) |
| Craig L Caukin | Svb Investment Services Inc. BD affiliated | Pinegrove Venture Partners, LLC asset manager | Other | Jul 29, 2022 | Jan 1, 2026 (1252 d) |
| Dillon Dutkanych | Svb Investment Services Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | Nov 24, 2025 (1214 d) |
| Isaac Jess Huether | Svb Investment Services Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 20, 2022 |
| Joanie Cheung Ojascastro | Svb Investment Services Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2022 | Feb 17, 2022 |
| Jennifer Hollers | Svb Investment Services Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Feb 1, 2022 (97 d) |
| Daniel Fox Walker | Svb Investment Services Inc. independent RIA | Capital Consulting & Asset Management independent RIA | RIA to RIA | Jan 4, 2021 | Jan 3, 2023 (729 d) |
| Andrew Mo | Svb Investment Services Inc. independent RIA | Iconiq Capital, LLC mixed wealth | RIA to RIA | Sep 14, 2020 | Oct 23, 2020 (39 d) |
| Ann Marie Lucchesi | Svb Investment Services Inc. independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Sep 8, 2020 | Sep 8, 2020 |
| Robert S. Holman | Svb Investment Services Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Feb 4, 2019 | Jul 5, 2019 (151 d) |
| Sirma M Tzoutzova | Svb Investment Services Inc. other | Strategic Advisers LLC national BD | Other | May 30, 2017 | Jul 17, 2017 (48 d) |
| Thomas Michael Mcguire | Svb Investment Services Inc. other | Citigroup Global Markets Inc. other | Other | Apr 21, 2017 | Apr 6, 2017 |
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13 moves match.