| Robert John Bacino | Insight Private Advisors, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 9, 2020 | Mar 9, 2020 |
| James Hunt | Insight Private Advisors, LLC independent RIA | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| Kevin Edward Ryan | Insight Private Advisors, LLC independent RIA | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| Martin Nielsen | Insight Private Advisors, LLC independent RIA | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| Glad M Perez | Insight Private Advisors, LLC independent RIA | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| John Charles Von Nessen | Insight Private Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Jan 3, 2019 |
| Eric William Lathrop | Insight Private Advisors, LLC independent RIA | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| Stephen Anthony Molinelli | Insight Private Advisors, LLC independent RIA | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| John H Chapel | Insight Private Advisors, LLC independent RIA | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| James Bradford Stark | Insight Private Advisors, LLC independent RIA | Oneascent Financial Services LLC independent RIA | RIA to RIA | Dec 10, 2018 | Dec 27, 2018 |
| Steven H Druckman | Insight Private Advisors, LLC independent RIA | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Dec 10, 2018 | Dec 12, 2018 |
| Scott Arthur Mackenzie | Insight Private Advisors, LLC independent RIA | Oneascent Financial Services LLC independent RIA | RIA to RIA | Dec 10, 2018 | Sep 4, 2025 (2460 d) |
| Paul Douglas Jetter | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Apr 7, 2016 |
| Roland Robert Greco | Insight Private Advisors, LLC other | Premier College Funding unclassified | Other | May 2, 2016 | Sep 9, 2014 |
| Anindita Dhar | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Mar 15, 2016 |
| Kurt Patrick Schroeder | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Mar 7, 2016 |
| Romil Bhagat | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Mar 15, 2016 |
| George Alexander Jenkins | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Mar 7, 2016 |
| Theresa Ann Kohles | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Mar 7, 2016 |
| Robert William Quinlan | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Mar 7, 2016 |
| Raymond P. Kondler | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Mar 7, 2016 |
| Christopher Venuto | Insight Private Advisors, LLC other | Private Portfolio Partners, LLC other | Other | May 2, 2016 | Apr 7, 2016 |
| Margaret Jane Gore | Insight Private Advisors, LLC other | Summit Equities Inc other | Other | May 2, 2016 | Mar 28, 2016 |
| Gerald Jay Lamalfa | Insight Private Advisors, LLC other | Sii Investments, Inc. other | Other | Mar 15, 2016 | Mar 1, 2016 |
| Gail Lindstrom | Insight Private Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 17, 2016 | Feb 9, 2016 |
| Bruno V Lanfernini | Insight Private Advisors, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jun 2, 2015 | Jul 31, 2015 (59 d) |