DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sage Private Wealth Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Syeda Husnaa MahmoodSage Private Wealth Group, LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 21, 2025Feb 25, 2026 (188 d)
Brandon Scott RotskySage Private Wealth Group, LLC independent RIAKinetic Wealth Investment Advisors, LLC independent RIARIA to RIASep 15, 2023Jan 11, 2024 (118 d)
Stewart E SchraderSage Private Wealth Group, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJun 7, 2022Mar 28, 2023 (294 d)
Andrew R ZimmerSage Private Wealth Group, LLC independent RIARegal Advisory Services, Inc. independent RIARIA to RIAJan 29, 2021Jan 8, 2021
Kent Sanderson TravisSage Private Wealth Group, LLC independent RIACetera Advisor Networks LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 20, 2019Feb 19, 2019
Roy E CookSage Private Wealth Group, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 14, 2018May 20, 2018
Shawn Patrick CookSage Private Wealth Group, LLC independent RIAQuestar Asset Management, Inc. otherOtherNov 15, 2017Nov 30, 2017
Michael Willis FrankSage Private Wealth Group, LLC independent RIACetera Investment Advisers LLC otherOtherSep 12, 2017Sep 18, 2017
Oliver ErnstSage Private Wealth Group, LLC independent RIAAdvisory Services Network otherOtherAug 31, 2017Sep 6, 2017
Theresa Marie PatronSage Private Wealth Group, LLC independent RIARaymond James Financial Services Advisors, Inc otherOtherMay 17, 2017May 15, 2017
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10 moves match.