DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Legacy Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jack Edward TrentLegacy Wealth Management, LLC independent RIASimplicity Wealth mixed wealthRIA to RIAJul 31, 2026Aug 4, 2026
Benjamin Cole SchamberLegacy Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJul 31, 2026Jul 27, 2026
Jacob Anthony DavelaarLegacy Wealth Management, LLC independent RIACooper Mcmanus independent RIARIA to RIADec 5, 2025Dec 8, 2025
Shawn Arthur OgawaLegacy Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 11, 2025Aug 7, 2025
Spencer William AndersonLegacy Wealth Management, LLC independent RIADesert Rose Capital Management, Inc. otherOtherMar 12, 2024Mar 14, 2024
Krista Dawn YoungLegacy Wealth Management, LLC independent RIASoltis Investment Advisors, LLC independent RIARIA to RIAMar 10, 2023Apr 4, 2023
Lavea Grace ThomasLegacy Wealth Management, LLC independent RIAAspen Capital Management, LLC independent RIARIA to RIAJul 8, 2021Jun 8, 2021
Matthew ValentineLegacy Wealth Management, LLC independent RIAPl Wealth Advisors, LLC state registeredRIA to a state-registered adviserFeb 10, 2021Feb 8, 2023 (728 d)
Julie Jean Cassatt-OlsenLegacy Wealth Management, LLC independent RIADoceo Wealth, LLC no RAUMRIA to a newly registered adviserDec 11, 2020Oct 20, 2020
Travis L HigginsLegacy Wealth Management, LLC independent RIADoceo Wealth, LLC no RAUMRIA to a newly registered adviserDec 11, 2020Oct 21, 2020
David Nicolas JohanLegacy Wealth Management, LLC independent RIADoceo Wealth, LLC no RAUMRIA to a newly registered adviserOct 9, 2020Oct 9, 2020
Richard Jeffrey DurhamLegacy Wealth Management, LLC independent RIADoceo Wealth, LLC no RAUMRIA to a newly registered adviserOct 9, 2020Oct 12, 2020
Ross Wayne LuekengaLegacy Wealth Management, LLC independent RIAAz Legacy Wealth LLC state registeredRIA to a state-registered adviserJun 3, 2020Jun 5, 2020
Randy Steven FarishLegacy Wealth Management, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAJun 17, 2019Sep 8, 2020 (449 d)
Nathan Hatch BilleterLegacy Wealth Management, LLC independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2019Sep 4, 2019 (79 d)
Lawrence Wayne GrayLegacy Wealth Management, LLC independent RIALincoln Investment BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2019Aug 2, 2019 (46 d)
Jonathan Kirk CarrollLegacy Wealth Management, LLC independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2019Jul 19, 2019 (32 d)
David Adams GallmanLegacy Wealth Management, LLC independent RIALone Peak Advisers independent RIARIA to RIAOct 31, 2018Oct 30, 2018
Roger Alan NichollsLegacy Wealth Management, LLC independent RIAKms Financial Services, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2017Feb 28, 2020 (927 d)
Brian Jay BewleyLegacy Wealth Management, LLC independent RIAHorter Investment Management, LLC otherOtherJul 8, 2016Oct 18, 2016 (102 d)
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20 moves match.