| Ronald Harry Jaster | G. A. Repple & Company other | Creative Financial Designs, Inc. other | Other | Jun 26, 2008 | Jun 26, 2008 |
| Robert Warren Robertson | G. A. Repple & Company other | Avantax Advisory Services other | Other | Oct 18, 2007 | Jan 16, 2008 (90 d) |
| Mark N Henry | G. A. Repple & Company other | Qa3 Financial LLC unclassified | Other | Sep 29, 2006 | Sep 29, 2006 |
| Joseph Charles Morson | G. A. Repple & Company other | Qa3 Financial LLC unclassified | Other | Sep 29, 2006 | Oct 3, 2006 |
| Richard Stephen Laymon | G. A. Repple & Company other | Qa3 Financial LLC unclassified | Other | Aug 9, 2006 | Aug 8, 2006 |
| Terry Lavon Geter | G. A. Repple & Company other | Qa3 Financial LLC unclassified | Other | Aug 9, 2006 | Aug 23, 2006 |
| Trina L Hanner | G. A. Repple & Company other | Qa3 Financial LLC unclassified | Other | Aug 9, 2006 | Aug 9, 2006 |
| Jeffrey Paul Rogers | G. A. Repple & Company other | Stewardship Legacy Coaching, LLC unclassified | Other | Aug 8, 2006 | Jul 8, 2003 |
| Brian Keith Cohoon | G. A. Repple & Company other | Raymond James Financial Services, Inc. unclassified | Other | May 12, 2006 | Feb 5, 2008 (634 d) |
| Stephen Vincent Santoro | G. A. Repple & Company other | Namcoa other | Other | Nov 10, 2005 | Jan 24, 2006 (75 d) |
| James Michael Bass | G. A. Repple & Company other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 1, 2005 | Nov 4, 2005 |
| Scott Goodwin Thomas | G. A. Repple & Company other | Gunnallen Financial, Inc unclassified | Other | Dec 1, 2004 | Dec 8, 2004 |
| Dennis Edward Gagnon | G. A. Repple & Company other | Gunnallen Financial, Inc unclassified | Other | Dec 1, 2004 | Jan 19, 2005 (49 d) |
| David Alan Witter | G. A. Repple & Company other | Gunnallen Financial, Inc unclassified | Other | Dec 1, 2004 | Dec 8, 2004 |
| Chad Daniel Leatherwood | G. A. Repple & Company other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 26, 2004 | Apr 13, 2004 (47 d) |
| George Manton Rariden | G. A. Repple & Company other | H. Beck, Inc. other | Other | Sep 18, 2003 | Sep 24, 2003 |
| Rheeta Anne Wilson-Fitzpatrick | G. A. Repple & Company other | Transamerica Financial Advisors, LLC other | Other | Jul 29, 2003 | Nov 2, 2004 (462 d) |