DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Opus Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffery Brian Harper | Opus Wealth Management Group independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2020 | May 13, 2020 |
| Jeffery Allen Grecu | Opus Wealth Management Group independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2020 | Apr 3, 2020 |
| Kyle Brookes Mcbroom | Opus Wealth Management Group independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2020 | Apr 1, 2020 |
| Charles Wesley Baier | Opus Wealth Management Group independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2020 | Apr 1, 2020 |
| Kyle Donald Harper | Opus Wealth Management Group independent RIA | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2020 | Apr 1, 2020 |
| Raymond Alagao Velasco | Opus Wealth Management Group independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2019 | Oct 9, 2019 (106 d) |
| Douglas Scott Klimah | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2019 | Mar 21, 2024 (1759 d) |
| Thomas Borsellino | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Mar 21, 2024 (1844 d) |
| Thomas William Burton | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Feb 2, 2024 (1796 d) |
| Eric Peter Burton | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Feb 1, 2024 (1795 d) |
| Ronald Leonard Whittingham | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Mar 21, 2024 (1844 d) |
| Brian John Hacker | Opus Wealth Management Group independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Feb 28, 2019 |
| Danielle Marie Burton | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Mar 21, 2024 (1844 d) |
| Vanessa Aldape | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Mar 21, 2024 (1844 d) |
| Lori Whittingham Derby | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Mar 21, 2024 (1844 d) |
| Reid Thomas Burton | Opus Wealth Management Group independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Mar 21, 2024 (1844 d) |
| Denis Jeffrey Conlon | Opus Wealth Management Group independent RIA | Ssn Advisory, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2018 | Jul 5, 2018 |
| Peter M Wilmot | Opus Wealth Management Group independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Mar 13, 2018 | Feb 28, 2018 |
| Stephen M. Potts | Opus Wealth Management Group independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Mar 13, 2018 | Feb 28, 2018 |
| Jacob Nydam | Opus Wealth Management Group other | Global Retirement Partners LLC other | Other | Sep 5, 2017 | Nov 28, 2017 (84 d) |
Page 1 of 1
20 moves match.