DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Barclays Capital Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason T BrittonBarclays Capital Inc. otherReflection Asset Management independent RIAOtherMar 5, 2010Mar 3, 2020 (3651 d)
Matthew P InserraBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 5, 2010Mar 11, 2010
Craig William BeresinBarclays Capital Inc. otherKalman Kushnir Capital Inc. unclassifiedOtherFeb 24, 2010Feb 27, 2012 (733 d)
Nancy Marie PetersonBarclays Capital Inc. otherCitigroup Global Markets Inc. otherOtherJan 12, 2010Feb 25, 2010 (44 d)
Maria A FernandezBarclays Capital Inc. otherCitigroup Global Markets Inc. otherOtherJan 12, 2010Feb 25, 2010 (44 d)
Raul Alfonso IsernBarclays Capital Inc. otherLPL Financial LLC otherOtherNov 24, 2009Nov 16, 2009
Elana Rachel FeigenblattBarclays Capital Inc. otherCl Wealth Management LLC otherOtherNov 11, 2009Jul 31, 2012 (993 d)
Charles Joseph IngulliBarclays Capital Inc. otherPark Avenue Securities LLC otherOtherOct 7, 2009Oct 30, 2009
Daniel J DibiasioBarclays Capital Inc. otherMorgan Stanley wirehouseOtherSep 25, 2009Nov 9, 2009 (45 d)
Janaina RibeiroBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 15, 2009Jun 25, 2014 (1744 d)
Carla P LopesBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 12, 2009Aug 24, 2009
Amy Chi-Fan PengBarclays Capital Inc. otherCharles Schwab & Co., Inc. national BDOtherJul 22, 2009May 17, 2010 (299 d)
Nana AdaeBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 11, 2009Jul 1, 2009
Morris ClarkeBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 11, 2009Jul 22, 2019 (3693 d)
Dominick J TrapassoBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherApr 20, 2009Apr 6, 2009
Joshua Mark EdelsonBarclays Capital Inc. otherCitigroup Global Markets Inc. otherOtherApr 9, 2009Mar 31, 2009
Kay S WilsonBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMar 20, 2009Mar 17, 2009
Michael Robert FerconioBarclays Capital Inc. otherUBS Financial Services Inc. wirehouseOtherMar 9, 2009Feb 27, 2009
Amy Lynn RichardsonBarclays Capital Inc. otherUBS Financial Services Inc. wirehouseOtherMar 9, 2009Feb 27, 2009
Michael Fitzgerald LuptonBarclays Capital Inc. otherWells Fargo Advisors wirehouseOtherFeb 25, 2009Apr 13, 2009 (47 d)
Jeffrey M PilieroBarclays Capital Inc. otherWells Fargo Advisors wirehouseOtherFeb 24, 2009May 6, 2009 (71 d)
Jason Sean KassBarclays Capital Inc. otherAdvice And Planning Services otherOtherFeb 24, 2009Mar 16, 2009
Eric KorngoldBarclays Capital Inc. otherCitigroup Global Markets Inc. BD affiliatedOtherFeb 12, 2009Aug 17, 2021 (4569 d)
Carla Deoliveira RossiBarclays Capital Inc. otherWells Fargo Advisors wirehouseOtherFeb 12, 2009Feb 17, 2009
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384 moves match.