DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Aurora Private Wealth, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Edward RyanAurora Private Wealth, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2025Aug 29, 2025 (77 d)
Stephen Anthony MolinelliAurora Private Wealth, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2025Jun 16, 2025
James HuntAurora Private Wealth, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2025Jan 2, 2026 (332 d)
Matthew Ryan ComptonAurora Private Wealth, Inc. independent RIAAlera Investment Advisors, LLC mixed wealthRIA to RIASep 30, 2024May 16, 2024
Martin NielsenAurora Private Wealth, Inc. independent RIATucker Asset Management LLC independent RIARIA to RIAJan 2, 2024Jan 11, 2024
Jerry Francis LynchAurora Private Wealth, Inc. independent RIAOnedigital institutionalOtherDec 31, 2022Nov 7, 2022
Matthew Thomas RembishAurora Private Wealth, Inc. independent RIAOnedigital institutionalOtherDec 31, 2022Nov 4, 2022
Jeanne KaneAurora Private Wealth, Inc. independent RIAOnedigital institutionalOtherDec 31, 2022Nov 4, 2022
Henry Charles KochanAurora Private Wealth, Inc. independent RIAThe Ameriflex Group independent RIARIA to RIAOct 21, 2021Oct 22, 2021
Peter Jonathan VallesAurora Private Wealth, Inc. independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 3, 2021Aug 3, 2021
Daniel Patrick NardolilloAurora Private Wealth, Inc. independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 3, 2021Jun 14, 2021
Jason Thomas BroughamAurora Private Wealth, Inc. independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 3, 2021Aug 3, 2021
Harold Frank WachtelAurora Private Wealth, Inc. independent RIAWachtel Capital Advisors, LLC state registeredRIA to a state-registered adviserMay 3, 2021Dec 8, 2020
Michael Sean HaigAurora Private Wealth, Inc. independent RIALaurel Wealth Advisors, Inc. independent RIARIA to RIADec 31, 2020Dec 24, 2020
John Phillips PaladinoAurora Private Wealth, Inc. independent RIALaurel Wealth Advisors, Inc. independent RIARIA to RIADec 31, 2020Dec 23, 2020
Michael Alexander LackwoodAurora Private Wealth, Inc. independent RIASpring Delta Asset Management, LLC state registeredRIA to a state-registered adviserApr 30, 2020Aug 10, 2020 (102 d)
Steven H DruckmanAurora Private Wealth, Inc. independent RIAWealthplan Partners independent RIARIA to RIAMar 20, 2019Aug 28, 2019 (161 d)
Josh W OliverAurora Private Wealth, Inc. independent RIAKey Investment Services LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2018Apr 24, 2018
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18 moves match.