DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 9258 Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Walter Bishop Lunsford9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Dinah Frances Bird-Westerfield9258 Wealth Management, LLC independent RIAKeating Financial Advisory Services institutionalOtherDec 2, 2024May 23, 2025 (172 d)
William Andrew Groth9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Cathy Renee Waters9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Thomas Edward Finley9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Joseph Peyton Belew9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Peter Charles Bohrofen9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Clayton Michael Reynolds9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Jacob Robert Petrie9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Clarissa Ann Warner9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
Edwina Louise Martin9258 Wealth Management, LLC independent RIAWaverly Advisors, LLC independent RIARIA to RIADec 2, 2024Oct 22, 2024
John Mathew Gehri9258 Wealth Management, LLC independent RIAStrategic Wealth Investment Group, LLC independent RIARIA to RIAJun 14, 2024Jun 20, 2024
Dean Robert Johns9258 Wealth Management, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2024May 16, 2024
Mary Kay Cunningham9258 Wealth Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 13, 2024May 21, 2024
Eric Joseph Fessler9258 Wealth Management, LLC independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAJan 30, 2024Jan 29, 2026 (730 d)
Jackson Timothy Mahorney9258 Wealth Management, LLC independent RIARockefeller Capital Management BD affiliatedRIA to affiliated broker-dealer or bankNov 16, 2022Dec 9, 2022
Jason A Phipps9258 Wealth Management, LLC independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2022Aug 11, 2022
Matthew Walter Tarka9258 Wealth Management, LLC independent RIAHoran Wealth Management independent RIARIA to RIAMar 17, 2022Mar 22, 2022
Ryan Mccarthy9258 Wealth Management, LLC independent RIAFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021Jan 29, 2021
Konstantinos Georje Georgostathis9258 Wealth Management, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 17, 2018Aug 16, 2019 (333 d)
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20 moves match.