DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Buck Wealth Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bruce Edward DavisBuck Wealth Strategies, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseApr 7, 2026Apr 2, 2026
Zachary Robert RhodesBuck Wealth Strategies, LLC independent RIAMountain Capital Investment Advisors Inc independent RIARIA to RIAApr 7, 2026Apr 21, 2026
William StanleyBuck Wealth Strategies, LLC independent RIACerity Partners Retirement Plan Consultants institutionalOtherJan 28, 2026Feb 25, 2026
Lindsey Ann KemsleyBuck Wealth Strategies, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAAug 26, 2025May 18, 2026 (265 d)
Christopher Joel DolanBuck Wealth Strategies, LLC independent RIAB.O.S.S. Retirement Advisors, LLC independent RIARIA to RIAMar 19, 2025Mar 27, 2025
Sean Jeffrey HiteBuck Wealth Strategies, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJan 7, 2025Dec 6, 2024
Emily Diane ArnoldBuck Wealth Strategies, LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 16, 2024Jan 29, 2024
Gael Aaron Perez RiveraBuck Wealth Strategies, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 20, 2024Feb 20, 2026 (641 d)
Michael Jay SatoBuck Wealth Strategies, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 12, 2024Jan 16, 2024
Anthony CheangBuck Wealth Strategies, LLC independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIAMay 25, 2023Jun 8, 2023
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10 moves match.