DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Jefferies Investment Advisers LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brittany A. SaundersJefferies Investment Advisers LLC mixed wealthOrion Portfolio Solutions, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2026Sep 14, 2026
Gina FerreiraJefferies Investment Advisers LLC mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankAug 24, 2026Aug 27, 2026
Michael Emilio SilvestriJefferies Investment Advisers LLC mixed wealthAvestar Capital, LLC independent RIARIA to RIAAug 19, 2026Jul 13, 2026
James Peter BarbaraJefferies Investment Advisers LLC mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 12, 2026Aug 6, 2026
Leandro Rafael InfantinoJefferies Investment Advisers LLC BD affiliatedInsigneo Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2025Jul 30, 2025
Jackson ReidJefferies Investment Advisers LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 31, 2025Aug 5, 2025
Aleksandra TukanJefferies Investment Advisers LLC BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 31, 2025Jul 15, 2025
Bennett Edward GrossJefferies Investment Advisers LLC BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2025Apr 18, 2025
William John ScottJefferies Investment Advisers LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 9, 2025May 1, 2025
Mathew BrownJefferies Investment Advisers LLC BD affiliatedLatin Securities Inc state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 17, 2025Dec 3, 2024
Giovanni GorgattiJefferies Investment Advisers LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJan 17, 2025Dec 6, 2024
Edwin Cruz-MatiasJefferies Investment Advisers LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 6, 2024Sep 11, 2025 (279 d)
Julie Fisher HaflerJefferies Investment Advisers LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 5, 2024Oct 16, 2025 (315 d)
Sneh RaghuJefferies Investment Advisers LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 28, 2024Jun 15, 2026 (838 d)
Thomas Kenneth BrownJefferies Investment Advisers LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseFeb 7, 2024Feb 9, 2024
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15 moves match.