DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Diversify Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Carroll Parente | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Jun 30, 2026 |
| Adilene Calixtro | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 28, 2026 |
| Lauren Parente Stapleton | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | May 15, 2026 |
| Daniel Gerald Gomez | Diversify Advisory Services, LLC BD affiliated | Lone Peak Advisers independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2026 | Jul 28, 2026 |
| Ryan Anthony Edde | Diversify Advisory Services, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | May 19, 2026 (43 d) |
| Brooke Demasters | Diversify Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 29, 2026 | Mar 26, 2026 (56 d) |
| Bryan Sonderby | Diversify Advisory Services, LLC BD affiliated | Dark Horse Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2025 | Jan 7, 2026 (252 d) |
| John H Kim | Diversify Advisory Services, LLC BD affiliated | Shiraishi Financial Group Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2025 | May 1, 2025 |
| Michael Mccabe | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | Apr 10, 2025 |
| Janice Marie Powell | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2025 | Feb 22, 2024 |
| Peter R Burnham | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Dec 11, 2024 |
| Krista B Baker | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 27, 2024 |
| Matthew Cordery Rigby | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 27, 2024 |
| Robin Leon Andersen | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 14, 2025 |
| Sara Ellen Hadad-Dembs | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 13, 2025 |
| Tyler Haskell | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | Mar 14, 2025 |
| Christopher Lynn Cook | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 | Mar 27, 2024 |
| Tyler James Fagergren | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 | Mar 4, 2024 |
| Todd Hills | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 | Mar 4, 2024 |
| Kye Daniel Moser | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 | Mar 27, 2024 |
| Jenifer Lalane Connors | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 | Mar 4, 2024 |
| Colton Austin Jensen | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 | Mar 27, 2024 |
| Ruben E Vilorio | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2025 | Mar 4, 2024 |
| Jason Kiyosaki | Diversify Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Mar 10, 2026 (385 d) |
| Adilene Calixtro | Diversify Advisory Services, LLC BD affiliated | Sonoma Allocations no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 31, 2025 | Aug 21, 2025 (202 d) |
| Joseph Richards Broadbent | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Jan 7, 2025 |
| Gary Curtis Warnica | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Jan 7, 2025 |
| Layne Curtis Jensen | Diversify Advisory Services, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 20, 2024 |
| Robert Anthony Sale | Diversify Advisory Services, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 13, 2024 |
| Christopher Layton Claridge | Diversify Advisory Services, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 12, 2024 |
| Tommy Call Jensen | Diversify Advisory Services, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 15, 2024 |
| William Eldon Tufts | Diversify Advisory Services, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Oct 31, 2024 |
| Sarah Jane Tufts | Diversify Advisory Services, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Oct 31, 2024 |
| Dorian Michael Grady | Diversify Advisory Services, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2024 | Nov 1, 2024 (31 d) |
| Moriah Ranade | Diversify Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Sep 27, 2024 |
| James Anthony Serratelli | Diversify Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 30, 2024 |
| Breanne Nicole Polonia | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2024 | Mar 12, 2024 |
| Conor James Gum | Diversify Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 27, 2024 |
| Anthony Al Nasser | Diversify Advisory Services, LLC BD affiliated | Sol Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 19, 2024 | Sep 25, 2024 |
| Eric Scott Koford | Diversify Advisory Services, LLC BD affiliated | Diversify Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2024 | May 14, 2024 |
| Matthew Robert Argyle | Diversify Advisory Services, LLC BD affiliated | Encore Retirement Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2023 | Apr 17, 2024 (108 d) |
| Keith Larsen | Diversify Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 19, 2023 |
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42 moves match.