| Michelle Inman Myers | Bb&T Investment Services, Inc. no RAUM | Edward Jones national BD | Other | Jan 21, 2004 | Jul 26, 2004 (187 d) |
| Brian Patrick Dean | Bb&T Investment Services, Inc. no RAUM | Banc One Securities Corporation unclassified | Other | Jan 8, 2004 | Mar 21, 2005 (438 d) |
| Mark Cullen Vinson | Bb&T Investment Services, Inc. no RAUM | Money Concepts Advisory Service other | Other | Sep 25, 2003 | Jul 8, 2004 (287 d) |
| Owen Francis Mulhern | Bb&T Investment Services, Inc. no RAUM | Esi Financial Advisors other | Other | Sep 4, 2003 | Nov 11, 2003 (68 d) |
| Richard Augustine Sementa | Bb&T Investment Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Aug 18, 2003 | Aug 19, 2003 |
| Lawrence Roger Allen | Bb&T Investment Services, Inc. no RAUM | Capital Investment Advisory Services, LLC BD affiliated | Other | Jul 18, 2003 | Feb 11, 2026 (8244 d) |
| Stephanie Mclellan Bass | Bb&T Investment Services, Inc. no RAUM | Banc Of America Investment Services, Inc. unclassified | Other | Jul 15, 2003 | Aug 11, 2003 |
| Lee Christian Helmers | Bb&T Investment Services, Inc. no RAUM | UBS Financial Services Inc. wirehouse | Other | Apr 9, 2003 | Aug 21, 2003 (134 d) |
| Paula Gallagher Moseley | Bb&T Investment Services, Inc. no RAUM | Essex National Securities, Inc. other | Other | Mar 5, 2003 | Nov 4, 2004 (610 d) |
| Jeffrey Scott Hughes | Bb&T Investment Services, Inc. no RAUM | Southtrust Securities, LLC unclassified | Other | Mar 4, 2003 | Dec 3, 2004 (640 d) |
| Douglas Franklin Karr | Bb&T Investment Services, Inc. no RAUM | Invest Financial Corporation other | Other | Jul 12, 2002 | Apr 14, 2003 (276 d) |
| Matthew Lee Lovett | Bb&T Investment Services, Inc. no RAUM | Brewer Investment Advisors LLC unclassified | Other | Jul 11, 2002 | Nov 9, 2009 (2678 d) |
| William Andrew Griffin | Bb&T Investment Services, Inc. no RAUM | Voya Financial Advisors, Inc. other | Other | Jun 4, 2002 | Sep 16, 2003 (469 d) |