DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Westpark Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Barbara G. MeyersWestpark Capital, Inc. independent RIAPlanmember Securities Corporation independent RIARIA to RIAJul 10, 2026Jun 17, 2026
Jessica BarbeyWestpark Capital, Inc. independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankJul 28, 2025Dec 11, 2025 (136 d)
Syed Mohammed Ali FarooqWestpark Capital, Inc. independent RIAForefront independent RIARIA to RIAOct 17, 2023Oct 16, 2023
Sarah M WisniewskiWestpark Capital, Inc. independent RIAThe Oak Ridge Financial Services Group, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2023Mar 31, 2023
Patrick Hugh BurgdorfWestpark Capital, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 7, 2022Jun 24, 2022
Scot BarringerWestpark Capital, Inc. independent RIAChicago Capital Management Advisors, LLC otherOtherJul 16, 2020Jul 23, 2020
Kristopher Charles KesslerWestpark Capital, Inc. independent RIAChicago Capital Management Advisors, LLC otherOtherJun 18, 2020Oct 13, 2020 (117 d)
Justin Matthew SmithWestpark Capital, Inc. independent RIAChicago Capital Management Advisors, LLC otherOtherApr 28, 2020Oct 27, 2020 (182 d)
David Bernard LevinsonWestpark Capital, Inc. independent RIAChicago Capital Management Advisors, LLC otherOtherApr 28, 2020Jul 23, 2020 (86 d)
Richard Colby McfaddenWestpark Capital, Inc. independent RIAQuiver Financial Holdings LLC state registeredRIA to a state-registered adviserMar 17, 2020Mar 30, 2020
Michael DiprimioWestpark Capital, Inc. independent RIADelta Investment Management, LLC independent RIARIA to RIAMay 22, 2019May 22, 2019
Kevin Francis HughesWestpark Capital, Inc. independent RIAEmerson Equity LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2019Jan 1, 2025 (2113 d)
Jason Eric LuhanWestpark Capital, Inc. independent RIAThe Pacific Financial Group, Inc. independent RIARIA to RIAMar 21, 2019May 29, 2019 (69 d)
Hussein ElgoharyWestpark Capital, Inc. independent RIAClarity Capital Partners independent RIARIA to RIAMar 21, 2019Nov 27, 2018
Curtis Jerald HabsiegerWestpark Capital, Inc. independent RIACgr Financial state registeredRIA to a state-registered adviserJan 11, 2019Jan 22, 2019
Jason Lee McmurtryWestpark Capital, Inc. independent RIADfpg Investments, LLC independent RIARIA to RIANov 2, 2018Sep 17, 2018
Jason Bryce VanclefWestpark Capital, Inc. otherDelta Investment Management, LLC independent RIAOtherOct 12, 2017Nov 26, 2018 (410 d)
Andrew Courtice BagnallWestpark Capital, Inc. otherEmerson Equity LLC otherOtherJul 18, 2017Jul 7, 2017
Kathleen Ann CoveyWestpark Capital, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherFeb 6, 2017Jan 7, 2025 (2892 d)
Mergim EleziWestpark Capital, Inc. otherAdriatic Wealth Management LLC state registeredOtherDec 19, 2016Mar 8, 2017 (79 d)
Austin Bickford KingWestpark Capital, Inc. otherSutter Capital Partners, LLC unclassifiedOtherDec 1, 2016Jun 26, 2018 (572 d)
David Harlan HatchWestpark Capital, Inc. otherInvestacorp Advisory Services Inc otherOtherAug 19, 2016Aug 4, 2016
Sarah M WisniewskiWestpark Capital, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherNov 20, 2012Dec 5, 2012
Cynthia Marie AragonWestpark Capital, Inc. otherAltegris Advisors, LLC otherOtherJan 9, 2012Sep 21, 2017 (2082 d)
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24 moves match.