Advisor moves

Departures from E*Trade Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stefanie Lynn WalthierE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 7, 2004Jul 6, 2004
John Ryan BroughE*Trade Capital Management, LLC otherLee Miles LLC state registeredOtherMay 18, 2004May 9, 2016 (4374 d)
Moiz HusainE*Trade Capital Management, LLC otherCharles Schwab & Co., Inc. national BDOtherFeb 4, 2004Mar 4, 2004
Mark J GilbertE*Trade Capital Management, LLC otherSbsb Financial Advisors otherOtherJan 14, 2004Jan 8, 2004
Gregory Scott HermesE*Trade Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 13, 2004Jan 13, 2004
George S PantazisE*Trade Capital Management, LLC otherCetera Investment Advisers LLC otherOtherJan 8, 2004Sep 15, 2009 (2077 d)
David Alexander MccallumE*Trade Capital Management, LLC otherWells Fargo Advisors wirehouseOtherOct 31, 2003Oct 22, 2008 (1818 d)
John Patrick SwiftE*Trade Capital Management, LLC otherLeonetti & Associates Inc unclassifiedOtherOct 3, 2003Mar 1, 2004 (150 d)
Brent Andrew PeddyE*Trade Capital Management, LLC otherUvest Financial Services Group, Inc. unclassifiedOtherAug 25, 2003Sep 7, 2004 (379 d)
Brian M CahillE*Trade Capital Management, LLC otherCiticorp Investment Services unclassifiedOtherAug 6, 2003Apr 25, 2005 (628 d)
Greg Thomas LewandowskiE*Trade Capital Management, LLC otherAmcore Investment Services, Inc unclassifiedOtherJul 28, 2003Mar 3, 2009 (2045 d)
Rick KennedyE*Trade Capital Management, LLC otherFisher Investments otherOtherApr 8, 2003Apr 10, 2003
James M ThorntonE*Trade Capital Management, LLC otherNatcity Investments, Inc. unclassifiedOtherFeb 11, 2003Sep 10, 2004 (577 d)
Mark Franklin SilvermanE*Trade Capital Management, LLC otherRedhawk Wealth Advisors, Inc. otherOtherJan 2, 2003Jun 20, 2008 (1996 d)
Robert Craig ObrienE*Trade Capital Management, LLC otherGoldman Sachs Wealth Services, L.P. otherOtherDec 18, 2002Jan 31, 2003 (44 d)
Brian Gordon LangenkampE*Trade Capital Management, LLC otherZacks Investment Management, Inc. otherOtherDec 18, 2002Apr 30, 2004 (499 d)
Michael AlexenkoE*Trade Capital Management, LLC otherRoyal Asset Managers otherOtherDec 6, 2002Jan 2, 2004 (392 d)
Norman Scott GunnE*Trade Capital Management, LLC otherMsi Financial Services, Inc. otherOtherOct 25, 2002May 24, 2004 (577 d)
Brian Douglas OrtonE*Trade Capital Management, LLC otherKibble & Prentice, Inc. unclassifiedOtherOct 15, 2002Nov 19, 2002 (35 d)
Bonnie Beth BelskisE*Trade Capital Management, LLC otherCalamos Advisors LLC otherOtherSep 4, 2002Nov 13, 2002 (70 d)
Donald Vito AmorusoE*Trade Capital Management, LLC otherFifth Third Securities, Inc. otherOtherAug 19, 2002Nov 18, 2004 (822 d)
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801 moves match.