DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Protected Investors Of America

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Antone Steven Bulich	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 29, 2016	Jun 10, 2016
Allan William Moskowitz	Protected Investors Of America other	Transformative Wealth Management LLC unclassified	Other	Jul 28, 2016	Jun 13, 2016
Catherine Lorraine Woodman	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 28, 2016	Jun 24, 2016
Sarah Green	Protected Investors Of America other	Transformative Wealth Management LLC unclassified	Other	Jul 28, 2016	Jun 13, 2016
John Thomas Armstead	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 10, 2016
Michael J Calvelli	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 10, 2016
Patrice Carol Rainer	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 13, 2016
Sally Ann Hershey	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 24, 2016
Nancy Laura Robertson	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 14, 2016
James Patrick Costello	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 10, 2016
Justin Lyle Kobe	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 15, 2016
Jane Marie Mckenzie	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 10, 2016
Lisa Denise Tuemmler	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 10, 2016
Shane Garret Yonston	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 27, 2016
Randall Garrison Robertson	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 14, 2016
Scott Hagopian	Protected Investors Of America other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 22, 2016	Jun 14, 2016
Russell Wayne Ketron	Protected Investors Of America other	Western International Securities other	Other	Jul 19, 2016	Jun 17, 2016
Kenneth John Peterson	Protected Investors Of America other	Private Advisory no RAUM	Other	Jul 11, 2016	Oct 31, 2014
Glen Sherman Calkins	Protected Investors Of America other	Western International Securities other	Other	Jul 11, 2016	Jun 20, 2016
Margaret Rubey Rust	Protected Investors Of America other	Rubey & Rust Capital Management unclassified	Other	Jun 30, 2016	Oct 9, 2002
Kirsten Britt Tangeman-Herve	Protected Investors Of America other	Ameriprise Financial Services, LLC national BD	Other	May 23, 2016	May 23, 2016
Mohammad Nayeem Qureshi	Protected Investors Of America other	Fsc Securities Corporation other	Other	May 2, 2016	Jun 3, 2016 (32 d)
Syed Mohammed Ali Farooq	Protected Investors Of America other	Westpark Capital, Inc. other	Other	May 2, 2016	Jan 17, 2017 (260 d)
Andrew Felix Rappolt	Protected Investors Of America other	Wells Fargo Advisors wirehouse	Other	Feb 3, 2016	May 9, 2016 (96 d)
William Carl Bomar	Protected Investors Of America other	Alpha Wealth Management And Planning LLC other	Other	Dec 31, 2015	Apr 19, 2016 (110 d)
Todd Alan Sixt	Protected Investors Of America other	Alpha Cubed Investments, LLC other	Other	Oct 1, 2015	Oct 6, 2015
Steven Patrick Ford	Protected Investors Of America other	Alpha Cubed Investments, LLC other	Other	Oct 1, 2015	Nov 9, 2015 (39 d)
Andrea Marguerite Hamilton	Protected Investors Of America other	First Affirmative Financial Network LLC other	Other	Mar 31, 2015	Apr 1, 2015
Katherine Campbell King	Protected Investors Of America other	North Berkeley Wealth Management, LLC other	Other	Sep 28, 2012	Sep 29, 2005
Cynthia Nowicki Moore	Protected Investors Of America other	Nwf Advisory Services Inc other	Other	Feb 18, 2010	Mar 2, 2010
Keith Wayne Campbell	Protected Investors Of America other	Securian Financial Services, Inc. other	Other	Nov 24, 2009	Oct 26, 2011 (701 d)
Mira Mary Ma	Protected Investors Of America other	Fsc Securities Corporation other	Other	Apr 14, 2008	Apr 14, 2008
Ira Harold Fateman	Protected Investors Of America other	Sas Financial Advisors unclassified	Other	Dec 31, 2003	Feb 1, 2005 (398 d)

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33 moves match.