DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dominick & Dominick LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan GreeneDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 21, 2015
Joseph Albert PriceDominick & Dominick LLC otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 28, 2015Aug 18, 2022 (2759 d)
Lawrence Howard LevyDominick & Dominick LLC otherIke Capital, LLC otherOtherJan 28, 2015May 6, 2008
Montague Stephan HenryDominick & Dominick LLC otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 28, 2015Jul 25, 2022 (2735 d)
Hal William BrownDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 21, 2015
Neil Scott MeissnerDominick & Dominick LLC otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 28, 2015Jul 25, 2022 (2735 d)
Eugene Joseph MulvaneyDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 30, 2015
Robert Xavier ReillyDominick & Dominick LLC otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 28, 2015Aug 8, 2022 (2749 d)
Ira E MenkesDominick & Dominick LLC otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 28, 2015Jul 28, 2022 (2738 d)
Marjorie Sue SamuelsDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 21, 2015
Andre Lamar McclureDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 20, 2015
Robert Irving RaffordDominick & Dominick LLC otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 28, 2015Jul 25, 2022 (2735 d)
Gissette CruzDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 30, 2015
Lynn Renee SperandeoDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 28, 2015Jan 30, 2015
Young-Ai ChoiDominick & Dominick LLC otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 28, 2015Feb 2, 2024 (3292 d)
James BaroutasDominick & Dominick LLC otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJan 26, 2015Jul 25, 2022 (2737 d)
Gary Steven BrochinDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 10, 2015
Roberto Luis LizamaDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 12, 2015
Edward Reed LaughlinDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 12, 2015
John Mead RustDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Jan 21, 2015
Gloria Luz AneirosDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 12, 2015
Mauricio U AssaelDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Feb 2, 2015
Catherine AdleyDominick & Dominick LLC otherMorgan Stanley wirehouseOtherJan 26, 2015Feb 27, 2015 (32 d)
Dewitt Loomis AlexandreDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Jan 28, 2015
Rodolfo Eduardo MilaniDominick & Dominick LLC otherB Riley Wealth Management otherOtherJan 26, 2015Jan 22, 2015
Keith William PetrusDominick & Dominick LLC otherMorgan Stanley wirehouseOtherOct 22, 2014Oct 17, 2014
Mitchell Allan RomanoDominick & Dominick LLC otherRose Capital Advisors, LLC independent RIAOtherSep 15, 2014Jan 1, 2025 (3761 d)
Michael Anthony MeyersDominick & Dominick LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMay 9, 2013May 26, 2021 (2939 d)
Samuel Homer PolkDominick & Dominick LLC otherMorgan Stanley wirehouseOtherFeb 6, 2013Feb 1, 2013
Michael Joseph RoseDominick & Dominick LLC otherTandragee Global Advisors, LLC no RAUMOtherJul 3, 2012Aug 31, 2012 (59 d)
Adam BurgDominick & Dominick LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 16, 2011Jun 10, 2011
Bruce Adam SilverDominick & Dominick LLC otherLadenburg Thalmann Asset Management Inc otherOtherDec 23, 2009Dec 18, 2009
Andrew Paul CongletonDominick & Dominick LLC otherRaymond James Financial Services Advisors, Inc otherOtherApr 9, 2009Aug 19, 2009 (132 d)
Sergio TeijeloDominick & Dominick LLC otherCitigroup Global Markets Inc. otherOtherFeb 5, 2009Mar 9, 2010 (397 d)
Robert Evan HillDominick & Dominick LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherNov 10, 2008Nov 12, 2008
John Andrew SanfilippoDominick & Dominick LLC otherCharles Schwab & Co., Inc. national BDOtherJan 14, 2008Jan 4, 2019 (4008 d)
Earle William JardenDominick & Dominick LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 2, 2007Dec 21, 2007 (49 d)
Eli GelmanDominick & Dominick LLC otherMorgan Stanley & Co. LLC unclassifiedOtherOct 1, 2007Oct 12, 2007
Daniel R KnipeDominick & Dominick LLC otherLehman Brothers Inc. unclassifiedOtherFeb 12, 2007Feb 16, 2007
Steven Anthony CasellaDominick & Dominick LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherNov 6, 2006Nov 16, 2006
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40 moves match.