DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Stone & Youngberg LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Douglas Charles HeskeStone & Youngberg LLC otherNewday otherOtherJun 13, 2012Jan 1, 2026 (4950 d)
Dale R. HaithcockStone & Youngberg LLC otherAuxi Asset Management, LLC state registeredOtherJun 7, 2012Jan 5, 2026 (4960 d)
Salim ReshwanStone & Youngberg LLC otherAuxi Asset Management, LLC state registeredOtherJun 7, 2012Jan 1, 2025 (4591 d)
Dale R. HaithcockStone & Youngberg LLC otherS & Y Asset Management LLC unclassifiedOtherNov 3, 2011Mar 11, 2005
Salim ReshwanStone & Youngberg LLC otherS & Y Asset Management LLC unclassifiedOtherNov 3, 2011Aug 30, 2006
Katherine Erin EhlersStone & Youngberg LLC otherCrowell, Weedon & Co. otherOtherJun 30, 2011Jul 1, 2011
Mark Fred AugustaStone & Youngberg LLC otherWedbush Securities Inc. otherOtherJan 28, 2011Jan 26, 2011
Jared Mathew BoldemannStone & Youngberg LLC otherMorgan Stanley wirehouseOtherJan 20, 2011Jan 18, 2011
David Scott WhitcherStone & Youngberg LLC otherS & Y Asset Management LLC unclassifiedOtherSep 29, 2010Mar 11, 2005
William A PaineStone & Youngberg LLC otherB Riley Wealth Management otherOtherOct 26, 2009Sep 23, 2011 (697 d)
Julie Ellen OpheimStone & Youngberg LLC otherRaymond James & Associates, Inc. national BDOtherFeb 29, 2008Mar 6, 2008
Michael David GoodmanStone & Youngberg LLC otherOppenheimer & Co. Inc. otherOtherFeb 1, 2008Feb 5, 2008
Whitney Light BaniaStone & Youngberg LLC otherS & Y Asset Management LLC unclassifiedOtherNov 27, 2007Mar 21, 2007
Charles Joseph ElseStone & Youngberg LLC otherOsborne Partners otherOtherOct 15, 2007Jun 3, 2011 (1327 d)
Ronald David GoldmanStone & Youngberg LLC otherRaymond James & Associates, Inc. national BDOtherOct 1, 2007May 8, 2008 (220 d)
Timothy Eugene GardnerStone & Youngberg LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherAug 1, 2007Aug 8, 2007
Laurie Uy BurkhardtStone & Youngberg LLC otherWells Fargo Advisors wirehouseOtherOct 13, 2006Oct 13, 2006
Anthony Michael LindnerStone & Youngberg LLC otherS & Y Asset Management LLC unclassifiedOtherAug 21, 2006Mar 11, 2005
Glenn Allen PrichettStone & Youngberg LLC otherMbsc, LLC unclassifiedOtherJul 31, 2006Mar 14, 2007 (226 d)
Joseph Brian ChildreyStone & Youngberg LLC otherS & Y Asset Management LLC unclassifiedOtherMay 15, 2006Feb 24, 2006
Ron L GuidiStone & Youngberg LLC otherS & Y Asset Management LLC unclassifiedOtherNov 7, 2005Mar 11, 2005
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21 moves match.