DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tower Square Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Shelley Jo Echeverria	Tower Square Securities, Inc. other	Msi Financial Services, Inc. other	Other	Sep 5, 2013	Aug 13, 2013
Bryan James Baccaro	Tower Square Securities, Inc. other	Equitable Advisors, LLC national BD	Other	Sep 4, 2013	Apr 27, 2018 (1696 d)
Kevin Gerard Earls	Tower Square Securities, Inc. other	Willis Securities, Inc. state registered	Other	Sep 3, 2013	Aug 19, 2021 (2907 d)
Jeffrey Thomas Kellett	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
William Matthew Lafond	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Thomas Anthony Hennessy	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Scott Charles Modell	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Mary Lynnette Jones	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Peter Michael Cote	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Andrew Seymour Adil	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Jill Aaron Brandon	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Joseph Paul Preddy	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Robin Diane Condon	Tower Square Securities, Inc. other	Willis Towers Watson Securities, LLC state registered	Other	Sep 3, 2013	Dec 21, 2022 (3396 d)
Timothy Joseph Glennon	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Richard Gayle English	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Brian M Mcqueeney	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Brandon James Echeverria	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Evelyn Rhines	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Sidney Jason Ruth	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
William Jeffrey Brown	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Kenneth Asa Cullipher	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
E. B Loomis	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Dennis Ray Wall	Tower Square Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Serge Melkizian	Tower Square Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 6, 2013	Jul 30, 2013
Christine Raines Doughty	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 8, 2013	Jul 3, 2013
Christophe Francois Palabe	Tower Square Securities, Inc. other	LPL Financial LLC other	Other	Jun 12, 2013	Jun 7, 2013
Timothy Winfield Harvey	Tower Square Securities, Inc. other	Pathway Financial Advisors, LLC other	Other	Jun 5, 2013	Jul 9, 2013 (34 d)
Gary Grigorian	Tower Square Securities, Inc. other	Walnut Street Securities, Inc. other	Other	May 1, 2013	Aug 2, 2007
Steven Thomas Dean	Tower Square Securities, Inc. other	Walnut Street Securities, Inc. other	Other	Apr 3, 2013	Nov 2, 2012
Alex James Reader	Tower Square Securities, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Nov 28, 2012	Nov 28, 2012
Michael John Leone	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 5, 2012	Oct 1, 2012
Gary Irwin Nadolsky	Tower Square Securities, Inc. other	Sii Investments, Inc. other	Other	Jul 13, 2012	Jul 10, 2012
Brian Charles Cassidy	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 7, 2012	May 1, 2012
Matthew David Phillips	Tower Square Securities, Inc. other	Msi Financial Services, Inc. other	Other	Feb 24, 2012	Sep 18, 2008
Sean Townley	Tower Square Securities, Inc. other	MML Investors Services, LLC other	Other	Feb 24, 2012	Mar 25, 2017 (1856 d)
Jon J Parkhurst	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 10, 2011	Nov 7, 2011
Troy Lee Flinn	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 28, 2011	Oct 24, 2011
Mark Raphael Puccinelli	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 28, 2011	Oct 24, 2011
Matthew Oreste Puccinelli	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 28, 2011	Oct 24, 2011
Todd Matthew Musial	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 13, 2011	Oct 4, 2011
Susan Lorraine Tate	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 13, 2011	Oct 31, 2011
Thomas John Walsh	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 11, 2011	Sep 30, 2011
Pamela Shields Cole	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 11, 2011	Sep 30, 2011
Robert Scott Herron	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 11, 2011	Sep 30, 2011
Robert Bland Weaver	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 10, 2011	Sep 29, 2011
Glenn Douglas Greenwood	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 6, 2011	Sep 29, 2011
Eric Leon Montgomery	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 6, 2011	Sep 29, 2011
Donald E. Cain	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 6, 2011	Sep 29, 2011
Francis Bernard Miller	Tower Square Securities, Inc. other	New England Securities Corporation other	Other	Oct 5, 2011	Apr 23, 2008
Ray Arthur Hanson	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 28, 2011	Sep 20, 2011
Bryan Eugene Boyle	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 22, 2011	Sep 15, 2011
Marianne Patricia Lyons	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 22, 2011	Sep 15, 2011
Linda Kay Smith	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 15, 2011	Sep 12, 2011
George Edward Ferguson	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 9, 2011	Sep 25, 2012 (382 d)
David Scott Duncan	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 6, 2011	Sep 1, 2011
Craig Wilson Baum	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 6, 2011	Sep 1, 2011
Robert Boyd Mccalmont	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 2, 2011	Sep 1, 2011
Brian David Duncan	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 2, 2011	Sep 1, 2011
Anthony Ryan Marciano	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 2, 2011	Sep 6, 2011
Sean Michael Bennett	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Sep 1, 2011	Jan 1, 2025 (4871 d)

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162 moves match.