DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Thurston Springer Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Edward BaldassariThurston Springer Financial no RAUMThurston Springer Advisors BD affiliatedOtherJan 3, 2022Jan 27, 2025 (1120 d)
Brian Patrick SweeneyThurston Springer Financial no RAUMThurston Springer Advisors BD affiliatedOtherJan 3, 2022Aug 12, 2020
Roy NealThurston Springer Financial no RAUMThurston Springer Advisors BD affiliatedOtherNov 8, 2021Sep 13, 2021
Andrew Jeffrey SouthworthThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2021Nov 25, 2020
Joseph Randall WesleyThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Aug 25, 2020
Donald Edgar BatesThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Aug 25, 2020
Craig Michael ConnollyThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Nov 25, 2020
Robert C BoveThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Nov 24, 2020
Stephen Dennis TaylorThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Nov 25, 2020
Elizabeth Ann HurstThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Aug 24, 2020
Maryann DiamondThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2021Nov 25, 2020
Sean K LewisThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2021Aug 19, 2020
Daniel Douglas MaloneyThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Aug 25, 2020
Michelle SimandleThurston Springer Financial BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Oct 25, 2021 (321 d)
Lucius HamiltonThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 24, 2020Aug 25, 2020
Charles WurdackThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 23, 2020
Lisa Louise LauriaThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 23, 2020
Terry B BrownThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2020Nov 16, 2020
Roger Lee FlueckigerThurston Springer Financial BD affiliatedThurston Springer Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2020Aug 25, 2020
James Marion GarrisonThurston Springer Financial BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2020Sep 16, 2020
Christopher Scott BarthelThurston Springer Financial BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2020Aug 24, 2020
Todd Shannon KostThurston Springer Financial BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 19, 2020Jun 19, 2020
Matthew Raymond DoeringThurston Springer Financial BD affiliatedVima, LLC otherOtherFeb 6, 2020Apr 6, 2020 (60 d)
Peter Andrew WelshThurston Springer Financial BD affiliatedInvst, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 11, 2019Nov 16, 2019
Denise Julius ZumbrunThurston Springer Financial BD affiliatedClaraphi Advisory Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2019Nov 19, 2019 (92 d)
Jason K WilliamsThurston Springer Financial BD affiliatedCornerstone Wealth Partners unclassifiedOtherFeb 15, 2019Mar 16, 2019
Samantha KingThurston Springer Financial otherFifth Third Securities, Inc. BD affiliatedOtherAug 2, 2018Aug 24, 2020 (753 d)
Debra Sue SpencerThurston Springer Financial otherCambridge Investment Research Advisors, Inc. otherOtherJan 17, 2018Jan 5, 2018
Vicky K Mattison-LeguillonThurston Springer Financial otherLPL Financial LLC otherOtherJan 13, 2017Jan 26, 2017
Jeremy Franklin LloydThurston Springer Financial otherEquitable Advisors, LLC national BDOtherAug 18, 2015Sep 9, 2015
John F HeinzingerThurston Springer Financial otherCuna Brokerage Services, Inc. otherOtherApr 1, 2013May 24, 2013 (53 d)
Douglas A BrackinThurston Springer Financial otherRegal Investment Advisors LLC otherOtherOct 31, 2012Nov 12, 2012
Amelia Ann WestThurston Springer Financial otherCommonwealth Financial Network national BDOtherDec 20, 2010Dec 20, 2010
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33 moves match.