DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mesirow Financial Investment Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Billie J Danicek	Mesirow Financial, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	Dec 31, 2009	Oct 30, 2007
Matthew Todd Glinsky	Zacks Investment Management, Inc. other	Mesirow Financial Investment Management, Inc. other	Other	Dec 14, 2009	Dec 14, 2009
Patrick Gibbs	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mesirow Financial Investment Management, Inc. other	Other	Nov 17, 2009	Nov 13, 2009
Kristin Mclaurin	Ameriprise Financial Services, LLC national BD	Mesirow Financial Investment Management, Inc. other	Other	Nov 5, 2009	Nov 2, 2009
Juan Carlos Avila	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mesirow Financial Investment Management, Inc. other	Other	Sep 30, 2009	Sep 25, 2009
Mary Jo Moon Hayes	Chicago Investment Group, LLC unclassified	Mesirow Financial Investment Management, Inc. other	Other	Sep 4, 2009	May 17, 2011 (620 d)
Joel Rietveld	Neuberger Berman Bd LLC other	Mesirow Financial Investment Management, Inc. other	Other	Jul 24, 2009	Aug 23, 2010 (395 d)
Andrew Julius Feldman	Mesirow Financial, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	Mar 20, 2009	May 5, 2008
Cheryl L. Cabanski	Equitable Advisors, LLC national BD	Mesirow Financial Investment Management, Inc. other	Other	Dec 2, 2008	Dec 1, 2008
Pamela S Rasmussen	Morgan Stanley & Co. LLC unclassified	Mesirow Financial Investment Management, Inc. other	Other	Aug 5, 2008	Jul 28, 2008
Robert Francis Martin	J.P. Morgan Securities Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	Jul 2, 2008	Jun 30, 2008
David James Copeland	Mesirow Financial, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	May 22, 2008	Nov 2, 2006
Neal Howard Price	Mesirow Financial, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	May 22, 2008	Feb 17, 2004
Lisa Michelle Dieter	Chase Investment Services Corp. other	Mesirow Financial Investment Management, Inc. other	Other	Apr 17, 2008	Apr 21, 2008
Barry Craig Stark	World Equity Group, Inc. other	Mesirow Financial Investment Management, Inc. other	Other	Mar 10, 2008	Mar 10, 2008
Marta Romana Mycyk	Wolf Financial Management, LLC unclassified	Mesirow Financial Investment Management, Inc. other	Other	Dec 31, 2007	Feb 11, 2014 (2234 d)
Michael Edward Annin	Ibbotson Associates Advisors, LLC unclassified	Mesirow Financial Investment Management, Inc. other	Other	Aug 9, 2007	Dec 11, 2013 (2316 d)
Jack Lawrence Newman	Mesirow Financial, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	Feb 28, 2007	Mar 22, 2006
James Walter Murphy	Mesirow Financial, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	Feb 28, 2007	Mar 22, 2006
Kam Lin Mata	Mesirow Financial, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	Dec 31, 2006	Sep 13, 2006
Jennifer Ann Morreale	Chase Investment Services Corp. other	Mesirow Financial Investment Management, Inc. other	Other	Apr 5, 2006	Apr 11, 2006
Luis Ricardo Villarejo	Columbia Management Advisors, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	Mar 17, 2005	Mar 23, 2005
Christopher Mark O'Neill	Quantalent Investment Consulting, LLC unclassified	Mesirow Financial Investment Management, Inc. other	Other	Dec 31, 2004	Mar 28, 2006 (452 d)
David Ross Engle	Lasalle Financial Services, Inc. unclassified	Mesirow Financial Investment Management, Inc. other	Other	Jun 3, 2004	Jun 16, 2004
Timothy Glen Ewing	Lunn Partners LLC unclassified	Mesirow Financial Investment Management, Inc. other	Other	Nov 6, 2003	Jan 23, 2003
Alfonso Alejandre Jr	J.P. Morgan Asset Management unclassified	Mesirow Financial Investment Management, Inc. other	Other	Oct 22, 2003	Jan 13, 2004 (83 d)
Rosa Yii-Ching Chen	Deloitte Investment Advisors LLC unclassified	Mesirow Financial Investment Management, Inc. other	Other	Apr 30, 2003	Feb 28, 2003

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87 moves match.