DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Leucadia Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Renato V EstefanoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLeucadia Asset Management LLC otherOtherJul 3, 2012Jul 2, 2012
Tricia L MccaffreyMorgan Stanley wirehouseLeucadia Asset Management LLC otherOtherMar 28, 2012Mar 27, 2012
Bethany TannerMorgan Stanley wirehouseLeucadia Asset Management LLC otherOtherJul 25, 2011Aug 16, 2011
David Brian GrossMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLeucadia Asset Management LLC otherOtherMar 10, 2011Mar 23, 2011
Bryon Carl StanislawMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLeucadia Asset Management LLC otherOtherDec 1, 2010Nov 19, 2010
Jeremy David WennerThomas Weisel Partners LLC otherLeucadia Asset Management LLC otherOtherAug 23, 2010Aug 6, 2010
Bruce Spaulding EdwardsThomas Weisel Partners LLC otherLeucadia Asset Management LLC otherOtherAug 20, 2010Aug 6, 2010
Stephen ValellyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLeucadia Asset Management LLC otherOtherApr 29, 2010Apr 23, 2010
Clark Robert DurhamMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLeucadia Asset Management LLC otherOtherApr 28, 2010Apr 23, 2010
Randall Wade HammondMorgan Stanley wirehouseLeucadia Asset Management LLC otherOtherFeb 25, 2010Feb 24, 2010
Karen Bena ArmstrongJ.P. Morgan Securities LLC wirehouseLeucadia Asset Management LLC otherOtherJan 25, 2010Jan 11, 2010
James Money ReadUBS Financial Services Inc. wirehouseLeucadia Asset Management LLC otherOtherDec 2, 2009Nov 11, 2009
John Manuel CarvalhoCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherNov 16, 2007Jun 29, 2009 (591 d)
Samuel White YatesCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherNov 16, 2007Jun 29, 2009 (591 d)
John Lawrence SullivanCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherNov 7, 2007Oct 19, 2007
Karen Bena ArmstrongCitigroup Global Markets Inc. otherLeucadia Asset Management LLC otherOtherOct 8, 2007Oct 18, 2007
Alexander Hutchinson KadishCitigroup Global Markets Inc. otherLeucadia Asset Management LLC otherOtherOct 8, 2007Oct 18, 2007
David L CaillierCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherJun 26, 2007Jul 3, 2007
Thomas Wesley CaywoodBanc Of America Investment Services, Inc. unclassifiedLeucadia Asset Management LLC otherOtherMay 15, 2007May 15, 2007
Jin Kyun ParkBanc Of America Investment Services, Inc. unclassifiedLeucadia Asset Management LLC otherOtherMay 15, 2007May 15, 2007
Michael Edward MullinThomas Weisel Partners LLC otherLeucadia Asset Management LLC otherOtherMay 7, 2007May 3, 2007
Chris SchifferCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherMar 29, 2006Mar 28, 2006
Steven Vincent MattusCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherMar 21, 2006Mar 21, 2006
Emanuele Sandro PirrelloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLeucadia Asset Management LLC mixed wealthWirehouse to independent RIAMar 13, 2006Sep 9, 2021 (5659 d)
Michael John BrabantCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC mixed wealthOtherDec 15, 2005Mar 5, 2021 (5559 d)
Cooley Keep FalesDeutsche Bank Securities Inc. otherLeucadia Asset Management LLC otherOtherOct 25, 2005Nov 19, 2009 (1486 d)
Scott George SussmanCitigroup Global Markets Inc. otherLeucadia Asset Management LLC mixed wealthOtherFeb 28, 2005Aug 11, 2021 (6008 d)
Scott Farrell VenderCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherDec 13, 2004May 23, 2005 (161 d)
William Frederick ThomsCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherDec 13, 2004May 23, 2005 (161 d)
Roger Martin VeomeCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherDec 13, 2004May 23, 2005 (161 d)
John Thomas SuttonRobertson Stephens, Inc. unclassifiedLeucadia Asset Management LLC otherOtherAug 27, 2002Jun 13, 2003 (290 d)
David Edison CundeyRobertson Stephens, Inc. unclassifiedLeucadia Asset Management LLC otherOtherJul 26, 2002Aug 7, 2003 (377 d)
Collin Larry RiglerDeutsche Bank Securities Inc. otherLeucadia Asset Management LLC otherOtherJul 2, 2002Jul 25, 2003 (388 d)
Page 2 of 2Previous
93 moves match.