DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Strategic Financial Alliance

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kimberly Ann Oliver	Pacific West Financial Consultants Inc other	The Strategic Financial Alliance other	Other	Jan 23, 2012	Feb 13, 2012
Arnoldo Garza	Investment Advisors International, Inc. unclassified	The Strategic Financial Alliance other	Other	Nov 30, 2011	Nov 29, 2011
Andrea Lynn Albu	Suntrust Investment Services, Inc. other	The Strategic Financial Alliance other	Other	Oct 20, 2011	Apr 20, 2012 (183 d)
Roger Wayne Edwards	Investment Advisors International, Inc. unclassified	The Strategic Financial Alliance other	Other	Jul 29, 2011	Jul 20, 2011
Andrei Junge	Msi Financial Services, Inc. other	The Strategic Financial Alliance other	Other	Jul 25, 2011	Feb 13, 2012 (203 d)
Margaret Rehmer Swiess	Investment Advisors International, Inc. unclassified	The Strategic Financial Alliance other	Other	Mar 4, 2011	Mar 2, 2011
Anatole Trent Kamentz	H. Beck, Inc. other	The Strategic Financial Alliance other	Other	Dec 31, 2010	Jul 10, 2012 (557 d)
Rodney Wayne Johnston	Investment Advisors International, Inc. unclassified	The Strategic Financial Alliance other	Other	Dec 31, 2010	Mar 8, 2011 (67 d)
Jay Paul Jensen	Investment Advisors International, Inc. unclassified	The Strategic Financial Alliance other	Other	Dec 6, 2010	Dec 6, 2010
Carla Jean Zevnik-Seufzer	Investment Advisors International, Inc. unclassified	The Strategic Financial Alliance other	Other	Oct 25, 2010	Oct 25, 2010
Kevin C Seufzer	Investment Advisors International, Inc. unclassified	The Strategic Financial Alliance other	Other	Oct 25, 2010	Oct 25, 2010
Dale Kline Black	Investment Advisors International, Inc. unclassified	The Strategic Financial Alliance other	Other	Oct 15, 2010	Oct 20, 2010
Daniel Gregory Nigito	Market Street Financial Advisors, LLC unclassified	The Strategic Financial Alliance other	Other	Aug 4, 2010	Mar 31, 2009
David Weikert	Market Street Financial Advisors, LLC unclassified	The Strategic Financial Alliance other	Other	Aug 4, 2010	Mar 30, 2009
Roger Edwin Sulhoff	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Jun 18, 2010
John Kienholz Sulhoff	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Aug 6, 2010
William Blaine Bowers	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Jul 19, 2010
Corey Russell Letson	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Jul 29, 2010
Donald Lee Crider	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Jul 29, 2010
Prakash Devendranath Simha	Investors Capital Advisory other	The Strategic Financial Alliance other	Other	Dec 10, 2009	Jan 13, 2010 (34 d)
Michael David Hostetler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	The Strategic Financial Alliance other	Other	Mar 24, 2009	Mar 25, 2009
Travis Iwao Nakamura	Msi Financial Services, Inc. other	The Strategic Financial Alliance other	Other	Mar 4, 2009	Feb 24, 2009
Andrew Marion Crane	UBS Financial Services Inc. wirehouse	The Strategic Financial Alliance other	Other	Nov 21, 2007	Dec 5, 2007
Ruth Denise Goldstein	Cetera Advisors LLC other	The Strategic Financial Alliance other	Other	Oct 29, 2007	Nov 6, 2007
Mark John Digiovanni	Cetera Advisors LLC other	The Strategic Financial Alliance other	Other	Oct 18, 2007	Oct 16, 2007
Jeanne Yi Lee Duce	Foothill Securities, Inc. other	The Strategic Financial Alliance other	Other	Sep 7, 2007	Sep 4, 2007
Brian Richard Bennett	United Securities Alliance, Inc. unclassified	The Strategic Financial Alliance other	Other	Feb 26, 2007	Mar 2, 2007
Patricia Gugliotti	Fsc Securities Corporation other	The Strategic Financial Alliance other	Other	Feb 23, 2007	Feb 20, 2007
Mark Alan Keen	Crow Financial Advisors other	The Strategic Financial Alliance other	Other	Jan 16, 2007	Jan 5, 2007
Thomas Hugh Lee	Cetera Advisors LLC other	The Strategic Financial Alliance other	Other	Jan 12, 2007	Jan 5, 2007
Michael Glenn Chandler	Cetera Advisors LLC other	The Strategic Financial Alliance other	Other	Jan 12, 2007	Jan 5, 2007
Joe Land Pearce	Ameriprise Financial Services, LLC national BD	The Strategic Financial Alliance other	Other	Dec 7, 2005	Jan 5, 2006
Nancy Marie Corrigan	A. G. Edwards & Sons, Inc. unclassified	The Strategic Financial Alliance BD affiliated	Other	Oct 4, 2005	Jan 1, 2025 (7029 d)
Cassandra Shawn Anderson	Banc Of America Investment Services, Inc. unclassified	The Strategic Financial Alliance other	Other	Jul 19, 2005	Jul 2, 2007 (713 d)
Michael Raymond Bacci	Cetera Advisors LLC other	The Strategic Financial Alliance other	Other	Jul 11, 2005	Jul 25, 2005
Kelvin Sun Ming Lau	Principal Securities, Inc. other	The Strategic Financial Alliance BD affiliated	Other	Jun 8, 2005	Jan 1, 2025 (7147 d)
Craig Jay Watkins	Ws Griffith Securities, Inc. unclassified	The Strategic Financial Alliance other	Other	Jun 24, 2004	Jul 21, 2004
Glenn Frank Wilkinson	Morgan Stanley Dw Inc. unclassified	The Strategic Financial Alliance other	Other	Apr 1, 2004	Mar 17, 2004
Cheryl Lyn Knight	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Dec 9, 2003	Jan 3, 2014 (3678 d)
Patricia Anne Koehn	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Dec 9, 2003	Nov 18, 2003
Stephen Michael Moss	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Nov 26, 2003	Nov 19, 2003
Stephen Patrick Oneil	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Nov 22, 2003	Nov 3, 2003
John Lee Pence	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Nov 22, 2003	Oct 31, 2003
Kimberly Marie Surber	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Nov 22, 2003	Oct 31, 2003
John Terence Dunn	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Nov 21, 2003	Oct 31, 2003
Mark Alan Keen	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Nov 21, 2003	Oct 31, 2003
Ronald William Murphy	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Nov 18, 2003	Jan 2, 2004 (45 d)
William Marcus Henn	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance other	Other	Nov 18, 2003	Oct 27, 2003
Mel Robert Hertz	Ifg Advisory Services Inc unclassified	The Strategic Financial Alliance BD affiliated	Other	Nov 18, 2003	Jan 1, 2025 (7715 d)

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109 moves match.