DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stratos Wealth Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Clifton BuellEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAApr 29, 2019Apr 18, 2019
Mark Thomas RomanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStratos Wealth Advisors LLC independent RIAWirehouse to independent RIAApr 29, 2019Apr 26, 2019
Kevin C DufaultMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStratos Wealth Advisors LLC independent RIAWirehouse to independent RIAApr 29, 2019Apr 26, 2019
Timothy DugganMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStratos Wealth Advisors LLC independent RIAWirehouse to independent RIAApr 29, 2019Apr 26, 2019
Kenneth Gardner BielejeskiEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAFeb 12, 2019Jan 24, 2019
Brian Paul FowlesEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAFeb 12, 2019Jan 17, 2019
Erik HarpsoeEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAFeb 12, 2019Jan 17, 2019
Eric Ross SusiEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIADec 13, 2018Nov 1, 2018
Andrew David SmithEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIADec 13, 2018Nov 1, 2018
Carlos Emmanuel SalmonKey Investment Services LLC BD affiliatedStratos Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2018May 18, 2020 (675 d)
Anthony Edward PrattCitizens Securities, Inc. BD affiliatedStratos Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2018Jul 2, 2018
William Edward BakerCitizens Securities, Inc. BD affiliatedStratos Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2018Jun 5, 2018
Tina Marie MiggeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStratos Wealth Advisors LLC independent RIAWirehouse to independent RIAMay 18, 2018May 15, 2018
Pierre Blaise VillereStratos Wealth Partners, Ltd independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAMay 1, 2018Apr 2, 2018
Jason R HostetlerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStratos Wealth Advisors LLC independent RIAWirehouse to independent RIAApr 24, 2018May 18, 2018
Michael C FellerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStratos Wealth Advisors LLC independent RIAWirehouse to independent RIAApr 6, 2018Apr 17, 2018
Daniel Michael BesseChoreo, LLC otherStratos Wealth Advisors LLC independent RIAOtherMar 30, 2018Mar 27, 2018
Daniel Ernest PaigeChoreo, LLC otherStratos Wealth Advisors LLC independent RIAOtherMar 30, 2018Mar 28, 2018
Michael BlankChoreo, LLC otherStratos Wealth Advisors LLC independent RIAOtherMar 30, 2018Apr 2, 2018
Matthew Eric GordilloFirst Allied Advisory Services, Inc. otherStratos Wealth Advisors LLC independent RIAOtherDec 19, 2017Sep 14, 2021 (1365 d)
John Stephen TothEdelman Financial Engines otherStratos Wealth Advisors LLC otherOtherSep 18, 2017Nov 13, 2017 (56 d)
Ryan Nicholas PaughStratos Wealth Partners, Ltd otherStratos Wealth Advisors LLC otherOtherSep 5, 2017May 1, 2017
Robert Lawrence FreitasStratos Wealth Partners, Ltd otherStratos Wealth Advisors LLC otherOtherSep 5, 2017Jun 30, 2017
Jeff Adron CheekTelemus Capital, LLC otherStratos Wealth Advisors LLC no RAUMOtherMar 2, 2017Feb 1, 2017
Charles Edward DabrowskiTelemus Capital, LLC otherStratos Wealth Advisors LLC no RAUMOtherMar 2, 2017Jan 31, 2017
James Michael HouslerTelemus Capital, LLC otherStratos Wealth Advisors LLC no RAUMOtherMar 2, 2017Feb 1, 2017
Haad Mahir MajiedStrategic Advisers LLC national BDStratos Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2017Sep 4, 2018 (568 d)
Richard Arnold NilsenAshton Royce & Co. unclassifiedStratos Wealth Advisors LLC no RAUMOtherNov 22, 2016Dec 9, 2016
Michael Christopher KruegerStrategic Lifestyle Advisors, Inc. unclassifiedStratos Wealth Advisors LLC no RAUMOtherApr 8, 2016Dec 22, 2016 (258 d)
Jennifer M BrennanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStratos Wealth Advisors LLC independent RIAWirehouse to independent RIAFeb 24, 2012Sep 13, 2022 (3854 d)
Daniel Corcoran KileyMoney Masters, LLC unclassifiedStratos Wealth Advisors LLC independent RIAOtherJun 25, 2010Jun 8, 2023 (4731 d)
Joseph Nicholas SwiderskiKeybanc Capital Markets Inc. unclassifiedStratos Wealth Advisors LLC independent RIAOtherFeb 16, 2007May 17, 2023 (5934 d)
Walter Thomas RichEquitable Advisors, LLC national BDStratos Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2005Jun 18, 2018 (4673 d)
Andrew James MikovchBb&T Asset Management, Inc. unclassifiedStratos Wealth Advisors LLC independent RIAOtherJul 28, 2005Sep 14, 2022 (6257 d)
Luis CamachoMorgan Stanley Dw Inc. unclassifiedStratos Wealth Advisors LLC independent RIAOtherApr 16, 2004Jul 6, 2018 (5194 d)
Christopher Fleming KileyThe Retirement Corporation Of America otherStratos Wealth Advisors LLC independent RIAOtherDec 31, 2002May 2, 2022 (7062 d)
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96 moves match.