DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Pfg Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tiffany Erin LumCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 20, 2018
Tracie M ReithmannCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Mar 2, 2018
Steven Robert CookCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 31, 2018Apr 16, 2018
Kevin Jay AguasCue Financial Group, Inc. independent RIAPfg Advisors independent RIARIA to RIADec 10, 2018Apr 20, 2018
Kyle Wesley JohnsonRaymond James & Associates, Inc. national BDPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2018May 21, 2018
Timothy George MansellWells Fargo Advisors wirehousePfg Advisors independent RIAWirehouse to independent RIAApr 11, 2018Apr 6, 2018
Ronny InnigerBancwest Investment Services, Inc. (Bwis) BD affiliatedPfg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2018May 3, 2018 (64 d)
Ann Brogan MartinJ. W. Cole Advisors, Inc. otherPfg Advisors otherOtherFeb 8, 2018Feb 6, 2018
Benn J SmithLPL Financial LLC independent RIAPfg Advisors otherOtherDec 26, 2017Jul 6, 2015
Michael Allen ToyLPL Financial LLC otherPfg Advisors otherOtherOct 19, 2017Apr 16, 2015
Curtis Dean DavisLPL Financial LLC otherPfg Advisors otherOtherOct 11, 2017Mar 6, 2015
Thomas Ian RindahlLPL Financial LLC otherPfg Advisors otherOtherOct 11, 2017Mar 27, 2015
Richard Nelson LandisLPL Financial LLC otherPfg Advisors otherOtherOct 11, 2017Mar 6, 2015
James Alan MerkelLPL Financial LLC otherPfg Advisors otherOtherOct 11, 2017Apr 24, 2015
Andrew PerceleanuLPL Financial LLC otherPfg Advisors otherOtherAug 29, 2017Jul 27, 2016
Susan Michelle BennettLPL Financial LLC otherPfg Advisors independent RIAOtherJul 25, 2017Jul 31, 2018 (371 d)
Darren Edmond KennonLPL Financial LLC otherPfg Advisors otherOtherJul 18, 2017Feb 27, 2015
Anthony Robert DasticeLPL Financial LLC otherPfg Advisors otherOtherJul 18, 2017Mar 13, 2015
Gregory Michael LinneburLPL Financial LLC otherPfg Advisors otherOtherJul 18, 2017Mar 2, 2015
Nicholas Curran KolataU.S. Bancorp Advisors, LLC otherPfg Advisors otherOtherJan 30, 2017Mar 7, 2017 (36 d)
Ellen E CoppingerCuna Brokerage Services, Inc. otherPfg Advisors otherOtherJan 25, 2017Mar 8, 2017 (42 d)
Todd G KalinaLPL Financial LLC otherPfg Advisors otherOtherDec 23, 2016May 18, 2015
William Steven BatieFoothill Securities, Inc. otherPfg Advisors independent RIAOtherDec 14, 2016Apr 16, 2018 (488 d)
Brennan Michael KurtelaLPL Financial LLC otherPfg Advisors otherOtherNov 22, 2016May 18, 2016
Owen Keith FarnsworthLPL Financial LLC otherPfg Advisors otherOtherOct 19, 2016Aug 4, 2016
Ferdinand Perez PerniaIndependent Financial Partners otherPfg Advisors otherOtherSep 8, 2016Jul 15, 2016
Michael Thomas PriorLPL Financial LLC otherPfg Advisors otherOtherSep 8, 2016Mar 16, 2015
Justin C JollyLPL Financial LLC otherPfg Advisors otherOtherSep 8, 2016Mar 2, 2015
Bridgette D GavaganLPL Financial LLC otherPfg Advisors otherOtherSep 8, 2016Mar 26, 2015
Ryan Christian FuehrerLPL Financial LLC otherPfg Advisors otherOtherAug 29, 2016Mar 6, 2015
Robin Donahue BechtelLPL Financial LLC otherPfg Advisors otherOtherAug 18, 2016May 27, 2015
Douglas Jay SattlerLPL Financial LLC otherPfg Advisors otherOtherJul 11, 2016Mar 16, 2015
Kailen H CookTd Ameritrade Investment Management, LLC otherPfg Advisors otherOtherJul 7, 2016Jun 22, 2016
Daniel Montese BrownLPL Financial LLC otherPfg Advisors otherOtherJul 1, 2016Jun 18, 2015
Patrick ThorCuso Financial Services, L.P. otherPfg Advisors otherOtherApr 14, 2016Apr 20, 2016
Phil McnultyVerus Capital Partners, LLC otherPfg Advisors otherOtherApr 1, 2016Apr 19, 2016
Jackie Lou Daclan D'Avolio-RaquidanLPL Financial LLC otherPfg Advisors otherOtherMar 21, 2016Apr 15, 2015
Aaron LampertLPL Financial LLC otherPfg Advisors otherOtherAug 6, 2015Aug 7, 2015
Guy L. AustinEdward Jones national BDPfg Advisors otherOtherApr 21, 2015May 7, 2015
Francisco Jose TortMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePfg Advisors independent RIAWirehouse to independent RIAAug 6, 2013May 7, 2019 (2100 d)
James Howard AllenCue Financial Group, Inc. otherPfg Advisors otherOtherJan 21, 2009Mar 26, 2015 (2255 d)
Anthony Theodore RochaWells Fargo Advisors wirehousePfg Advisors independent RIAWirehouse to independent RIAJan 14, 2009Jun 23, 2020 (4178 d)
Sabina ValicWaddell & Reed otherPfg Advisors independent RIAOtherDec 31, 2007Jan 22, 2019 (4040 d)
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163 moves match.