DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael H Longley	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Mar 30, 2010	Mar 29, 2010
Andrea Maria Prado Bing Zaremba	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	Mar 10, 2010	Mar 15, 2010
Daniel Diaz Torroba	LPL Financial LLC other	Credit Suisse Securities (USA) LLC other	Other	Jan 27, 2010	Sep 24, 2014 (1701 d)
Denise Vanessa Iturrey	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	Jan 11, 2010	Jan 28, 2010
Carlton Forrester	Edge Advisors, LLC other	Credit Suisse Securities (USA) LLC other	Other	Jan 4, 2010	Apr 6, 2015 (1918 d)
Thomas George Wagner	Northern Trust Securities, Inc no RAUM	Credit Suisse Securities (USA) LLC other	Other	Dec 31, 2009	May 11, 2011 (496 d)
Sarah R Ruby	Morgan Stanley wirehouse	Credit Suisse Securities (USA) LLC other	Other	Dec 14, 2009	Apr 1, 2010 (108 d)
Valentina Langmeyer	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Oct 14, 2009	Oct 15, 2009
David L Caillier	Leucadia Asset Management LLC other	Credit Suisse Securities (USA) LLC other	Other	Oct 12, 2009	Oct 15, 2009
Matthew Shetler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Oct 12, 2009	Oct 12, 2009
Inigo Domenech	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	Aug 31, 2009	Aug 19, 2009
Suzette Clariza Callejo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Aug 10, 2009	Dec 17, 2009 (129 d)
Portia Kathrine Culley	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Aug 5, 2009	Aug 3, 2009
James Alfred Oliver	Morgan Stanley wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jul 23, 2009	Jul 8, 2009
Sarah Bornemann Flaman	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Jul 21, 2009	Sep 24, 2009 (65 d)
Kristen E Pulley	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jul 14, 2009	Jun 8, 2010 (329 d)
Yen Wu	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 19, 2009	Jun 2, 2011 (713 d)
John Andrew Cochrane	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jun 17, 2009	May 28, 2009
John Paul Shuhda	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Jun 10, 2009	May 19, 2009
Christopher Leo Herlihy	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Jun 10, 2009	Jun 5, 2009
Erik Ralston	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Jun 10, 2009	May 19, 2009
Miguel Angel Corvalan	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	May 29, 2009	Jun 11, 2009
Gaston Pellegrini	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	May 29, 2009	Jun 11, 2009
Cristian Gabriel Gonzalez Lami	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	May 29, 2009	Jun 11, 2009
Ana L Avina	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	May 29, 2009	Jun 11, 2009
Michael Thomas Meyers	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	May 28, 2009	May 12, 2009
Georgiana Andersen	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	May 13, 2009	Dec 4, 2009 (205 d)
Jason S Rich	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	May 12, 2009	May 11, 2009
William Lawrence Richmond	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	May 11, 2009	Apr 17, 2009
David Ray Barnes	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Apr 23, 2009	Apr 9, 2009
Enrique Stieglitz	UBS International Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Apr 23, 2009	Apr 8, 2009
Noor Ali Ismail	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Apr 23, 2009	Apr 9, 2009
Dominick J Trapasso	Barclays Capital Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 20, 2009	Apr 6, 2009
Matthew Jay Kutcher	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 15, 2009	Apr 7, 2009
Charles David Kurtzman	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 9, 2009	Apr 2, 2009
Anthony Louis Celentano	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 9, 2009	Apr 2, 2009
Jamie Michelle Stapf	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 9, 2009	Apr 13, 2009
Christopher Hunter Atlee	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 9, 2009	Apr 6, 2009
William Lowry Lane	Deutsche Bank Securities Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 9, 2009	Apr 2, 2009
Matthew C Mead	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	Apr 9, 2009	Apr 2, 2009
Odette C Sanchez	UBS International Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Mar 10, 2009	Mar 9, 2009
Anthony Vito Demarco	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Mar 9, 2009	Mar 10, 2009
Jeffery Carson	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Mar 9, 2009	Mar 11, 2009
Patrick Eugene Donovan	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Mar 9, 2009	Mar 11, 2009
Beth Elliot Scanlan	Citigroup Global Markets Inc. other	Credit Suisse Securities (USA) LLC other	Other	Feb 26, 2009	Feb 9, 2009
Lauren Ashley Klein	Neuberger Berman Bd LLC other	Credit Suisse Securities (USA) LLC other	Other	Feb 17, 2009	Jun 9, 2009 (112 d)
Gerald Joshua Kane	Banc Of America Investment Services, Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Feb 3, 2009	Feb 4, 2009
Scott William Soules	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jan 27, 2009	Jan 12, 2009
Michael Thomas Eustace	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jan 27, 2009	Jan 12, 2009
Geoffrey Edward Ramer Aunger	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Jan 27, 2009	Jan 12, 2009
William Word Huthnance	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Jan 20, 2009	Jan 14, 2009
Christopher Robert Black	Morgan Stanley & Co. LLC unclassified	Credit Suisse Securities (USA) LLC other	Other	Jan 16, 2009	Jan 14, 2009
Jeffrey Grant Tucker	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Dec 31, 2008	Jul 21, 2009 (202 d)
Gregory M Mcgauley	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Credit Suisse Securities (USA) LLC other	Other	Nov 12, 2008	Nov 10, 2008
Wendy Holmes	UBS International Inc. unclassified	Credit Suisse Securities (USA) LLC other	Other	Nov 11, 2008	Apr 23, 2010 (528 d)
P Timothy Connolly	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Nov 10, 2008	Oct 31, 2008
Alexander Victor Martinelli	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Nov 6, 2008	Oct 31, 2008
Sanford Michael Katz	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Oct 24, 2008	Oct 17, 2008
John Kang	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Oct 24, 2008	Oct 17, 2008
Jon Michael Gross	UBS Financial Services Inc. wirehouse	Credit Suisse Securities (USA) LLC other	Other	Oct 24, 2008	Oct 20, 2008

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325 moves match.