| Linda Mcwhirter Daniel | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Apr 12, 2006 | Apr 12, 2006 |
| Joseph Edward Ringhoffer | Wells Fargo Advisors wirehouse | Sterne Agee Asset Management, Inc. other | Other | Feb 22, 2006 | Feb 22, 2006 |
| John Ralph Lynch | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Dec 19, 2005 | Mar 14, 2005 |
| Harold Dudley Shollmier | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Dec 19, 2005 | Mar 11, 2005 |
| Chappell Henry Lipscomb Hill | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Dec 15, 2005 | Mar 11, 2005 |
| Patrick Wayne Bussey | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Dec 15, 2005 | Mar 11, 2005 |
| David Anderson Cummings | Rcp Advisors, LLC other | Sterne Agee Asset Management, Inc. other | Other | Nov 15, 2005 | Feb 23, 2007 (465 d) |
| Jesse Gordon Parks | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Oct 12, 2005 | Oct 12, 2005 |
| Christian Peter Cappello | Ferris, Baker Watts, LLC unclassified | Sterne Agee Asset Management, Inc. other | Other | Oct 10, 2005 | Apr 17, 2009 (1285 d) |
| Keith Edward Miller | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Aug 8, 2005 | Mar 16, 2005 |
| Andrew Louis Toshie | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Aug 8, 2005 | Mar 14, 2005 |
| Cindy Ball Toshie | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Aug 8, 2005 | Mar 14, 2005 |
| Roger Alan Hartline | Colonial Asset Management Inc unclassified | Sterne Agee Asset Management, Inc. other | Other | May 24, 2005 | Apr 22, 2005 |
| Stanford Hastings Roberts | Colonial Asset Management Inc unclassified | Sterne Agee Asset Management, Inc. other | Other | May 24, 2005 | Apr 22, 2005 |
| Wimberly Dillard Mccoy | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Mar 24, 2005 | Mar 24, 2005 |
| Carol Kelley Harrison | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Mar 24, 2005 | Mar 30, 2005 |
| Gary Phillip Weaks | UBS Financial Services Inc. wirehouse | Sterne Agee Asset Management, Inc. other | Other | Mar 24, 2005 | Nov 29, 2005 (250 d) |
| Kevin Turk Watson | Wells Fargo Advisors wirehouse | Sterne Agee Asset Management, Inc. other | Other | Jan 18, 2005 | Apr 13, 2006 (450 d) |
| James Douglas Harris | Morgan Keegan & Company, LLC other | Sterne Agee Asset Management, Inc. other | Other | Jun 21, 2004 | May 28, 2009 (1802 d) |
| Timothy James Morgan | Wells Fargo Advisors wirehouse | Sterne Agee Asset Management, Inc. other | Other | Jun 16, 2004 | Nov 28, 2006 (895 d) |
| Alvin Kenneth Smith | Stephens other | Sterne Agee Asset Management, Inc. other | Other | May 19, 2004 | Dec 7, 2005 (567 d) |
| Preston Mccorkle Morris | Morgan Stanley Dw Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | May 17, 2004 | Dec 21, 2005 (583 d) |
| Robert Kent Hiss | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Feb 27, 2004 | Apr 8, 2005 (406 d) |
| Chad Mitchell Koehn | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Feb 27, 2004 | Oct 25, 2005 (606 d) |
| James Michael Hill | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Feb 27, 2004 | Dec 19, 2005 (661 d) |
| Christopher Michael Giroux | Sterne, Agee & Leach, Inc. unclassified | Sterne Agee Asset Management, Inc. other | Other | Feb 27, 2004 | Jan 10, 2005 (318 d) |
| Dennis Wayne Sherman | Waddell & Reed other | Sterne Agee Asset Management, Inc. other | Other | Jan 23, 2004 | Feb 4, 2005 (378 d) |
| Ryan Jay Kolzow | Waddell & Reed other | Sterne Agee Asset Management, Inc. other | Other | Dec 31, 2003 | Feb 4, 2005 (401 d) |
| Michael Owen Adair | UBS Financial Services Inc. wirehouse | Sterne Agee Asset Management, Inc. other | Other | Nov 26, 2003 | Apr 7, 2005 (498 d) |
| Ian Blane Meierdiercks | Equitable Advisors, LLC national BD | Sterne Agee Asset Management, Inc. other | Other | Oct 9, 2003 | May 9, 2005 (578 d) |
| Robert Wayne Martin | Morgan Keegan & Company, LLC other | Sterne Agee Asset Management, Inc. other | Other | Jun 20, 2003 | Mar 15, 2005 (634 d) |
| Peter George Laventis | UBS Financial Services Inc. wirehouse | Sterne Agee Asset Management, Inc. other | Other | Apr 30, 2003 | Mar 11, 2005 (681 d) |
| Harold Lowell Wainwright | UBS Financial Services Inc. wirehouse | Sterne Agee Asset Management, Inc. other | Other | Apr 14, 2003 | Mar 11, 2005 (697 d) |
| Kevin C Brooks | UBS Financial Services Inc. wirehouse | Sterne Agee Asset Management, Inc. other | Other | Jan 30, 2003 | Nov 2, 2005 (1007 d) |