DFX Intelligence
Advisor moves
Arrivals at Simplicity Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Mitchell Hall | First Advisors National, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Dec 31, 2018 | Sep 25, 2020 (634 d) |
| David Allen Bankston | Fsc Securities Corporation BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2018 | Jun 22, 2020 (648 d) |
| Michael James Smith Tucker | Tlg Advisors, Inc. BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2018 | Dec 11, 2023 (1939 d) |
| Joseph Paul Chalifoux | Citizens Securities, Inc. BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2018 | Apr 7, 2020 (727 d) |
| Nathaniel Paul Barton | Brookstone Capital Management LLC other | Simplicity Wealth independent RIA | Other | Oct 2, 2017 | Aug 20, 2021 (1418 d) |
| Chad Emmerson Blanton | Alphastar Capital Management other | Simplicity Wealth no RAUM | Other | Aug 25, 2017 | Jun 5, 2019 (649 d) |
| Tayvon Rakeem Jackson | Edward Jones national BD | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2017 | Mar 8, 2021 (1427 d) |
| Steve Mark Osterink | Alphastar Capital Management other | Simplicity Wealth no RAUM | Other | Mar 21, 2017 | Apr 4, 2019 (744 d) |
| Robert Thomas Murphy | Simplicity Financial Advisory Services, Inc unclassified | Simplicity Wealth independent RIA | Other | Dec 19, 2016 | Mar 12, 2021 (1544 d) |
| Paul Adam Tinnirello | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Simplicity Wealth independent RIA | Wirehouse to independent RIA | Dec 9, 2014 | Jan 23, 2024 (3332 d) |
| Benjamin Thomas Clark | Ernst & Young Investment Advisers Llp no RAUM | Simplicity Wealth independent RIA | Other | Mar 16, 2012 | Feb 2, 2024 (4340 d) |
| Walter Gordon Decherd | Capital Markets Advisory, LLC unclassified | Simplicity Wealth independent RIA | Other | Sep 28, 2009 | Nov 16, 2022 (4797 d) |
| Mark Christopher Spooner | Spc other | Simplicity Wealth independent RIA | Other | Feb 2, 2009 | Nov 9, 2023 (5393 d) |
| Ronald T Swanick | Touchstone Advisors Inc other | Simplicity Wealth no RAUM | Other | Feb 2, 2007 | Nov 5, 2019 (4659 d) |
| Stephen Scott Harper | Fsc Securities Corporation other | Simplicity Wealth no RAUM | Other | Oct 17, 2002 | Oct 24, 2019 (6216 d) |
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195 moves match.