DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Investment Professionals, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shannon Renee NealInvest Financial Corporation otherInvestment Professionals, Inc. otherOtherApr 5, 2006Jun 20, 2006 (76 d)
Adam GonzalesCiticorp Investment Services unclassifiedInvestment Professionals, Inc. otherOtherMar 9, 2006Apr 10, 2006 (32 d)
Bryan Wiliiam SkoruppaAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherFeb 21, 2006May 5, 2006 (73 d)
Scott Douglas CoveyWaddell & Reed otherInvestment Professionals, Inc. otherOtherNov 17, 2005Mar 8, 2006 (111 d)
Rick Frank LorenceMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherNov 14, 2005Jan 3, 2012 (2241 d)
Glenn Gabino EscovedoMorgan Stanley Dw Inc. unclassifiedInvestment Professionals, Inc. otherOtherAug 29, 2005Mar 8, 2006 (191 d)
Debra Ann PalaciosMorgan Stanley Dw Inc. unclassifiedInvestment Professionals, Inc. otherOtherAug 29, 2005Sep 21, 2005
Frank AcostaAmeriprise Financial Services, LLC national BDInvestment Professionals, Inc. otherOtherAug 2, 2005Jul 29, 2005
John Eric MooreFirst Command Bank unclassifiedInvestment Professionals, Inc. otherOtherAug 2, 2005Jun 29, 2016 (3984 d)
Kameron Everet Allen WoodRaymond James Financial Services, Inc. unclassifiedInvestment Professionals, Inc. otherOtherJul 26, 2005Mar 8, 2006 (225 d)
Jason William NealMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherJul 6, 2005Jun 20, 2006 (349 d)
Eliot Wayne ResterTbt Securities L.C. unclassifiedInvestment Professionals, Inc. otherOtherJun 15, 2005Mar 8, 2006 (266 d)
Chad Preston WilsonAmsouth Investment Management Company LLC unclassifiedInvestment Professionals, Inc. otherOtherNov 12, 2004Aug 16, 2007 (1007 d)
Jeffrey Scott PanikWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherOct 29, 2004Jun 20, 2006 (599 d)
Daniel Eugene RodriguezCetera Advisors LLC otherInvestment Professionals, Inc. otherOtherOct 15, 2004Sep 26, 2007 (1076 d)
Peter Joseph CoulchinskyPan-American Investment Advisers, Inc. unclassifiedInvestment Professionals, Inc. otherOtherSep 22, 2004Sep 21, 2004
Robert Steven RansdellMorgan Stanley Dw Inc. unclassifiedInvestment Professionals, Inc. otherOtherSep 13, 2004Sep 10, 2004
Glenn Homer GriffinA. G. Edwards & Sons, Inc. unclassifiedInvestment Professionals, Inc. otherOtherSep 7, 2004Aug 20, 2004
Lewis Wade PartridgeLPL Financial LLC otherInvestment Professionals, Inc. otherOtherMay 19, 2004May 18, 2004
Brian Lee OhnoutkaWaddell & Reed otherInvestment Professionals, Inc. otherOtherNov 21, 2003Oct 8, 2007 (1417 d)
Rayburn Eugene BrooksUBS Financial Services Inc. wirehouseInvestment Professionals, Inc. otherOtherNov 12, 2003Nov 3, 2003
Tanya J MccannWells Fargo Advisors wirehouseInvestment Professionals, Inc. otherOtherNov 10, 2003Oct 30, 2003
Kevin Andrew CuddieEts Capital Management, LLC unclassifiedInvestment Professionals, Inc. otherOtherSep 12, 2003Jun 9, 2017 (5019 d)
Kevin Michael CarrascoA. G. Edwards & Sons, Inc. unclassifiedInvestment Professionals, Inc. otherOtherAug 29, 2003Oct 4, 2004 (402 d)
Eliot Wayne ResterVoya Financial Advisors, Inc. otherInvestment Professionals, Inc. otherOtherAug 12, 2003Aug 15, 2003
Ryan Kirk ButtsUBS Financial Services Inc. wirehouseInvestment Professionals, Inc. otherOtherJul 15, 2003Aug 4, 2003
Micah Lee HansonEquitable Advisors, LLC national BDInvestment Professionals, Inc. otherOtherJun 27, 2003Aug 2, 2007 (1497 d)
Gregory Paul HansonWells Fargo Investments, LLC unclassifiedInvestment Professionals, Inc. otherOtherMay 29, 2003May 22, 2003
Teresa Ann MagawConcourse Financial Group Advisors otherInvestment Professionals, Inc. otherOtherOct 4, 2002Dec 6, 2002 (63 d)
Norman Frank HallMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherAug 21, 2002Aug 19, 2002
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270 moves match.