| Thomas Alan Ren | United Securities Alliance, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Feb 28, 2007 | Jun 13, 2007 (105 d) |
| Michael Hans Diemer | United Securities Alliance, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Feb 28, 2007 | Mar 30, 2007 |
| Mark David Lea | United Securities Alliance, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Feb 26, 2007 | Apr 6, 2010 (1135 d) |
| Robert E Golambos | Osaic Fa, Inc. other | American Portfolios Advisors, Inc other | Other | Dec 31, 2006 | Jun 15, 2012 (1993 d) |
| John Cahill | Usallianz Securities, Inc. unclassified | American Portfolios Advisors, Inc independent RIA | Other | Jun 16, 2006 | Jan 9, 2019 (4590 d) |
| Michael Francis Clark | Walnut Street Securities, Inc. other | American Portfolios Advisors, Inc other | Other | Jun 9, 2006 | Jul 17, 2006 (38 d) |
| Michael John Desmond | 1st Worldwide Advisors, LLC. other | American Portfolios Advisors, Inc other | Other | Apr 20, 2006 | Jan 14, 2015 (3191 d) |
| Louis Thomas Nazzaro | Northeast Asset Management LLC other | American Portfolios Advisors, Inc other | Other | Apr 5, 2006 | Jun 3, 2011 (1885 d) |
| Andrew John Kaiser | UBS Financial Services Inc. wirehouse | American Portfolios Advisors, Inc other | Other | Mar 17, 2006 | Mar 8, 2006 |
| Kris Eric Tower | Northeast Asset Management LLC other | American Portfolios Advisors, Inc other | Other | Feb 16, 2006 | Feb 16, 2006 |
| Xavier Clemente Felipe | Janney Montgomery Scott LLC other | American Portfolios Advisors, Inc other | Other | Feb 8, 2006 | Mar 21, 2006 (41 d) |
| Eric Jeffrey Holmes | United Securities Alliance, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Dec 31, 2005 | Mar 20, 2007 (444 d) |
| John David Morvay | Questar Capital Corporation unclassified | American Portfolios Advisors, Inc other | Other | Dec 31, 2005 | Jan 15, 2009 (1111 d) |
| Steven David Dombrower | Ofi Private Investments Inc other | American Portfolios Advisors, Inc independent RIA | Other | Dec 19, 2005 | Jun 25, 2020 (5302 d) |
| Steven John Bailey | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Dec 14, 2005 | May 30, 2007 (532 d) |
| Joseph Emmanuel Debono | Td Ameritrade, Inc. no RAUM | American Portfolios Advisors, Inc other | Other | Sep 27, 2005 | Jun 21, 2006 (267 d) |
| Malcolm Mcgibbon Webb | MML Investors Services, LLC other | American Portfolios Advisors, Inc other | Other | Sep 27, 2005 | Oct 7, 2005 |
| Joseph John Kosinski | Manulife Investment Management (US) LLC other | American Portfolios Advisors, Inc other | Other | Jul 29, 2005 | Jan 12, 2018 (4550 d) |
| Dale John Driggs | Wells Fargo Advisors wirehouse | American Portfolios Advisors, Inc other | Other | Jul 11, 2005 | Apr 12, 2006 (275 d) |
| Steven Bruce Baker | Ameriprise Financial Services, LLC national BD | American Portfolios Advisors, Inc other | Other | Jun 9, 2005 | Jul 21, 2005 (42 d) |
| Michael Steven Welger | Froehlich Financial Group, Ltd. unclassified | American Portfolios Advisors, Inc other | Other | May 12, 2005 | Aug 25, 2005 (105 d) |
| Gregory Stanley Kuras | Froehlich Financial Group, Ltd. unclassified | American Portfolios Advisors, Inc other | Other | May 12, 2005 | Aug 25, 2005 (105 d) |
| Gregory Edward Puttick | Pfa/Pinnacle Financial Advisors unclassified | American Portfolios Advisors, Inc other | Other | Dec 31, 2004 | Apr 7, 2014 (3384 d) |
| Edward Levine | Pfa/Pinnacle Financial Advisors unclassified | American Portfolios Advisors, Inc other | Other | Dec 31, 2004 | Mar 31, 2008 (1186 d) |
| Michael Henry Mongiello | Equitable Advisors, LLC national BD | American Portfolios Advisors, Inc other | Other | Dec 16, 2004 | Oct 7, 2005 (295 d) |
| Anthony Joseph Brong | Hackett Associates, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 29, 2004 | Aug 11, 2004 |
| David Duke Weld | Hackett Associates, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 23, 2004 | Aug 10, 2004 |
| Jay Howell Moyer | Hackett Associates, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 23, 2004 | Aug 10, 2004 |
| Frederick Lawrence Helmick | Pmg Asset Management Inc unclassified | American Portfolios Advisors, Inc other | Other | Jun 4, 2004 | Sep 10, 2004 (98 d) |
| Jason David Waxler | LPL Financial LLC other | American Portfolios Advisors, Inc other | Other | Apr 2, 2004 | Dec 24, 2008 (1727 d) |
| James Michael Tschantz | Medallion Advisory Services, LLC unclassified | American Portfolios Advisors, Inc other | Other | Dec 31, 2003 | Feb 17, 2004 (48 d) |
| Edward Martin Schrimpe | Veravest Investment Advisors, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Dec 12, 2003 | Feb 26, 2004 (76 d) |
| Beth Ann Eldridge | Stanford Group Company unclassified | American Portfolios Advisors, Inc other | Other | Dec 9, 2003 | Dec 11, 2003 |
| William George Roll | Equitable Advisors, LLC national BD | American Portfolios Advisors, Inc other | Other | Nov 25, 2003 | Mar 3, 2006 (829 d) |
| Jack Donald Butler | Vestax Securities Corporation unclassified | American Portfolios Advisors, Inc other | Other | Nov 19, 2003 | Nov 12, 2003 |
| William Clifford Hanf | Ameriprise Financial Services, LLC national BD | American Portfolios Advisors, Inc other | Other | Sep 30, 2003 | Oct 1, 2003 |
| Byron Lee Studdard | Legend Advisory, LLC other | American Portfolios Advisors, Inc other | Other | Aug 29, 2003 | Oct 14, 2003 (46 d) |
| Moshe Cysner | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 23, 2003 | Oct 13, 2005 (813 d) |
| Jane Carla Desmond | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 23, 2003 | Oct 7, 2004 (442 d) |
| Scott Sanders | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 23, 2003 | Sep 27, 2005 (797 d) |
| Daniel Paul Mazzola | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc independent RIA | Other | Jul 23, 2003 | Mar 29, 2021 (6459 d) |
| Vincent T Bonavita | Ws Griffith Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 22, 2003 | Mar 3, 2005 (590 d) |
| Brian Michael Fullman | Ws Griffith Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 17, 2003 | Apr 21, 2004 (279 d) |
| Thomas Gilbert Fallon | Ws Griffith Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jul 17, 2003 | Feb 26, 2004 (224 d) |
| Michael Eric Stewart | Morgan Keegan & Company, LLC other | American Portfolios Advisors, Inc other | Other | Mar 19, 2003 | Oct 21, 2003 (216 d) |
| Larry Arinsburg | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jan 28, 2003 | Feb 4, 2008 (1833 d) |
| Michael Charles Ajello | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jan 28, 2003 | Jun 21, 2012 (3432 d) |
| Judy Margaret Rubin | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jan 28, 2003 | Oct 14, 2005 (990 d) |
| Ross Frank Mongiardo | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jan 28, 2003 | Jul 2, 2007 (1616 d) |
| Kim Erik Qvistorff | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jan 28, 2003 | Oct 11, 2005 (987 d) |
| Buddy Martin Levy | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jan 28, 2003 | Oct 17, 2005 (993 d) |
| David Harold Smalbach | Nathan & Lewis Securities, Inc. unclassified | American Portfolios Advisors, Inc other | Other | Jan 28, 2003 | Jul 14, 2016 (4916 d) |
| Shabri Gandhi Moore | Walnut Street Advisers Inc unclassified | American Portfolios Advisors, Inc other | Other | Sep 5, 2002 | Oct 28, 2003 (418 d) |
| David Scott Raudman | Nations Financial Group, Inc. other | American Portfolios Advisors, Inc other | Other | Aug 1, 2002 | Oct 18, 2005 (1174 d) |