DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Christopher Micavich	Parks - Tuttle Financial Services, Inc. unclassified	New England Securities Corporation other	Other	Dec 31, 2003	Mar 19, 1999
James Arthur Baker	Osaic Fs, Inc. other	New England Securities Corporation other	Other	Dec 31, 2003	Mar 6, 2012 (2988 d)
Ronald Paul Kashmanian	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Dec 19, 2003	Feb 2, 2004 (45 d)
Robert Rebussini	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Dec 19, 2003	Feb 2, 2004 (45 d)
Thomas Joseph Bottone	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Dec 19, 2003	Feb 2, 2004 (45 d)
Anthony Randall Bartlett	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Dec 19, 2003	Feb 5, 2004 (48 d)
Kevin Michael Mcgrady	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Dec 19, 2003	Feb 2, 2004 (45 d)
John Newton Peacock	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Dec 19, 2003	Feb 2, 2004 (45 d)
Michael Everett Genetti	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Dec 19, 2003	Feb 5, 2004 (48 d)
Maura Rose Laudone	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Dec 11, 2003	Jan 23, 2004 (43 d)
Bruce Phillip Bessner	Trusted Securities Advisors Corp. unclassified	New England Securities Corporation other	Other	Dec 2, 2003	Jun 20, 2005 (566 d)
Dennis Alan Roodman	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Sep 23, 2003	Sep 24, 2003
Kenneth Wayne Jones	Simply Money Advisors other	New England Securities Corporation other	Other	Sep 23, 2003	Aug 23, 2005 (700 d)
Morris Wayne Shank	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Sep 22, 2003	Sep 24, 2003
James Robert Brown	Money Concepts Advisory Service other	New England Securities Corporation other	Other	Sep 19, 2003	Nov 20, 2009 (2254 d)
Bruce Alan Meyer	The Advisors Group, Inc. unclassified	New England Securities Corporation other	Other	Sep 16, 2003	Oct 23, 2003 (37 d)
Harry Bonn	Ws Griffith Securities, Inc. unclassified	New England Securities Corporation other	Other	Sep 3, 2003	Sep 9, 2003
Roger Lane Webster	Nfp Advisor Services, LLC other	New England Securities Corporation other	Other	Aug 28, 2003	Nov 17, 2003 (81 d)
Adrian Padua Concepcion	Wamu Investments, Inc. unclassified	New England Securities Corporation other	Other	Aug 7, 2003	Feb 7, 2005 (550 d)
Michael James Hetrick	Waddell & Reed other	New England Securities Corporation other	Other	Aug 5, 2003	Nov 14, 2003 (101 d)
James John Wilson	Principal Securities, Inc. other	New England Securities Corporation other	Other	Jul 21, 2003	Sep 25, 2003 (66 d)
Abigail Hurlburt	Veravest Investment Advisors, Inc. unclassified	New England Securities Corporation other	Other	Jul 17, 2003	Aug 2, 2010 (2573 d)
Michael Armand Godin	Pruco Securities, LLC other	New England Securities Corporation other	Other	Jul 10, 2003	Mar 1, 2007 (1330 d)
Idolina Maria Shumway	LPL Financial LLC other	New England Securities Corporation other	Other	Jun 19, 2003	Aug 3, 2004 (411 d)
Eric Bradley Thompson	Ameritas Advisory Services other	New England Securities Corporation other	Other	Jun 13, 2003	Jun 30, 2003
James Bryan Washburn	Principal Securities, Inc. other	New England Securities Corporation other	Other	Jun 4, 2003	Jun 11, 2003
Robert Francis Sieja	Equitable Advisors, LLC national BD	New England Securities Corporation other	Other	May 12, 2003	Sep 25, 2003 (136 d)
Anthony Joseph Dorval	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New England Securities Corporation other	Other	Apr 1, 2003	Nov 1, 2005 (945 d)
Pedro Antonio Martinez	Creative Planning other	New England Securities Corporation other	Other	Mar 27, 2003	Feb 8, 2002
Lawrence Richard Buchholz	Morgan Stanley Dw Inc. unclassified	New England Securities Corporation other	Other	Feb 27, 2003	Aug 20, 2003 (174 d)
Edward Robert Vrablik	Osaic Fa, Inc. other	New England Securities Corporation other	Other	Jan 7, 2003	Feb 3, 2003
Thomas Frank Karner	Osaic Fa, Inc. other	New England Securities Corporation other	Other	Dec 31, 2002	Feb 3, 2014 (4052 d)
Leonard Gerald Simon	Pruco Securities, LLC other	New England Securities Corporation other	Other	Nov 20, 2002	Dec 20, 2002
Donn Sandy Levine	Ws Griffith Securities, Inc. unclassified	New England Securities Corporation other	Other	Nov 19, 2002	Feb 19, 2004 (457 d)
Marc Andrew Simmons	Equitable Advisors, LLC national BD	New England Securities Corporation other	Other	Oct 18, 2002	Oct 9, 2003 (356 d)
Eric Brian Shepard	Eagle Strategies LLC other	New England Securities Corporation other	Other	Oct 4, 2002	Aug 5, 2002
Terrence Sean Carey	Equitable Advisors, LLC national BD	New England Securities Corporation other	Other	Oct 2, 2002	Nov 14, 2007 (1869 d)
Susan Maginn Christ	Pruco Securities, LLC other	New England Securities Corporation other	Other	Sep 6, 2002	Sep 11, 2002
William Abe Frankenstein	Financial West Group other	New England Securities Corporation other	Other	Aug 16, 2002	Oct 15, 2002 (60 d)
Richard Neil Gardner	Deutsche Bank Securities Inc. other	New England Securities Corporation other	Other	Aug 12, 2002	Dec 20, 2002 (130 d)
Scott Christopher Adams	Sunset Financial Services, Inc. other	New England Securities Corporation other	Other	Aug 1, 2002	Aug 16, 2002
Edward Thomas Moore	Morgan Stanley Dw Inc. unclassified	New England Securities Corporation other	Other	Jul 22, 2002	Aug 21, 2002
Nathan Allen Richter	Woodbury Financial Services, Inc. other	New England Securities Corporation other	Other	Jun 19, 2002	Jan 30, 2014 (4243 d)
Cheree Ray Burnette	Sunamerica Securities, Inc. unclassified	New England Securities Corporation other	Other	May 22, 2002	Jul 25, 2002 (64 d)

Page 8 of 8Previous

464 moves match.