DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 1914 Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cherie Lynette HarrisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse1914 Advisors independent RIAWirehouse to independent RIAJan 3, 2022Jan 19, 2022
Joseph Paul McerleanJanney Montgomery Scott LLC BD affiliated1914 Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 18, 2021Oct 25, 2021
Jeffrey Joon Yee TongMorgan Stanley wirehouse1914 Advisors independent RIAWirehouse to independent RIAJul 2, 2020Jul 1, 2020
Daniel Alexander NyiriRBC Capital Markets, LLC national BD1914 Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 23, 2020Jun 10, 2020
Cyril James KanagarajKey Investment Services LLC BD affiliated1914 Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2020Feb 3, 2020
Frank Andrew IngwersenCartwright Advisors LLC unclassified1914 Advisors independent RIAOtherSep 25, 2019Aug 27, 2019
Joel David CoxCartwright Advisors LLC unclassified1914 Advisors independent RIAOtherSep 25, 2019Aug 27, 2019
Christopher Ridgley JohnsCartwright Advisors LLC unclassified1914 Advisors independent RIAOtherAug 15, 2019Aug 16, 2019
Steven Michael WrightCartwright Advisors LLC unclassified1914 Advisors independent RIAOtherAug 15, 2019Aug 16, 2019
Robert Lester FoxCartwright Advisors LLC unclassified1914 Advisors independent RIAOtherAug 15, 2019Aug 21, 2019
Joseph David WatermanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse1914 Advisors independent RIAWirehouse to independent RIAFeb 21, 2019Aug 22, 2019 (182 d)
Joel Phillip FeldmanRaymond James & Associates, Inc. national BD1914 Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2018Nov 12, 2018
Mary TryonMorgan Stanley wirehouse1914 Advisors independent RIAWirehouse to independent RIAFeb 5, 2018Dec 19, 2018 (317 d)
Michael Anthony GalantinoPhiladelphia Partners Capital Management LLC other1914 Advisors otherOtherDec 31, 2016Jun 25, 2009
Ryan Thomas KellyJanney Montgomery Scott LLC other1914 Advisors otherOtherAug 2, 2016Jul 8, 2016
Christopher Joseph BakEfficient Advisors other1914 Advisors otherOtherJun 30, 2016Jun 24, 2016
Omar GanoomRoss, Sinclaire & Associates, LLC other1914 Advisors otherOtherAug 14, 2015Aug 17, 2015
Louis Ralph PetrilloJanney Montgomery Scott LLC other1914 Advisors otherOtherDec 12, 2014Jan 6, 2015
Brian James McgrathRobert W. Baird & Co. Incorporated other1914 Advisors otherOtherDec 18, 2013Dec 17, 2013
Michael Ed ReynoldsAmeriprise Financial Services, LLC national BD1914 Advisors otherOtherFeb 24, 2012Feb 21, 2012
Richard RivereUBS Financial Services Inc. wirehouse1914 Advisors otherOtherMay 13, 2009Jun 6, 2013 (1485 d)
Carl C CrowleyUBS Financial Services Inc. wirehouse1914 Advisors otherOtherApr 15, 2009Mar 31, 2009
Jeffrey Robert GordonAmeriprise Financial Services, LLC national BD1914 Advisors otherOtherFeb 5, 2009Feb 4, 2009
Philip Joseph BaldassariUvest Financial Services Group, Inc. unclassified1914 Advisors otherOtherJan 23, 2009Jan 23, 2009
Terrence Victor FantW.R. Hambrecht + Co., LLC unclassified1914 Advisors otherOtherJan 12, 2009Jan 9, 2009
Martha Pustilnik LuchsingerAmeriprise Financial Services, LLC national BD1914 Advisors otherOtherDec 10, 2008Dec 5, 2013 (1821 d)
Timothy Nolan DonahueW.R. Hambrecht + Co., LLC unclassified1914 Advisors otherOtherNov 19, 2008May 14, 2009 (176 d)
Jan Robert CarrUvest Financial Services Group, Inc. unclassified1914 Advisors otherOtherNov 3, 2008Oct 31, 2008
Susan Elizabeth GressFerris, Baker Watts, LLC unclassified1914 Advisors otherOtherJun 25, 2008Jun 30, 2008
Kathleen Marie BaltraFerris, Baker Watts, LLC unclassified1914 Advisors otherOtherJun 25, 2008Jun 30, 2008
Matteo PetrilloFerris, Baker Watts, LLC unclassified1914 Advisors otherOtherJun 25, 2008Jun 30, 2008
Harold Francis ScattergoodHfs Associates, Inc. unclassified1914 Advisors otherOtherApr 11, 2008Jul 25, 2008 (105 d)
Julie Seher BickelDearden, Maguire, Weaver & Barrett, LLC unclassified1914 Advisors otherOtherFeb 1, 2008May 1, 2008 (90 d)
Joseph MuscatelloWarner Asset Management Inc unclassified1914 Advisors otherOtherApr 9, 2003Nov 4, 2013 (3862 d)
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34 moves match.