DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Summit Financial Resources Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Malcom BellSummit Equities Inc independent RIASummit Financial Resources Inc no RAUMOtherJan 9, 2019Jun 6, 2002
Alexander Michael PanasSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherFeb 21, 2018Dec 19, 2005
Eric Karl RosenbergerSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJan 12, 2018Jan 27, 2004
Marc Alexander GuidoSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherNov 3, 2017Oct 11, 2017
John Andrew FrankSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherOct 5, 2017Apr 5, 2016
Lindsey Nicole KohlerFirst Horizon Advisors, Inc otherSummit Financial Resources Inc no RAUMOtherOct 4, 2017Nov 2, 2017
Vincent John NauheimerSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJun 2, 2017Feb 13, 2015
Nella ZelenskySwiss Allied Wealth Management, LLC unclassifiedSummit Financial Resources Inc no RAUMOtherDec 20, 2016Jun 5, 2017 (167 d)
Stanley GregorCantor Fitzgerald Wealth Partners, LLC otherSummit Financial Resources Inc no RAUMOtherNov 28, 2016Jan 20, 2017 (53 d)
Justin Benjamin ErferNorthwestern Mutual Investment Services,LLC no RAUMSummit Financial Resources Inc no RAUMOtherAug 5, 2016Aug 17, 2016
Andrew Thomas ClyneSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherMay 5, 2016Mar 31, 2016
John R DuffyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSummit Financial Resources Inc no RAUMOtherFeb 9, 2015Apr 17, 2015 (67 d)
Richard Ferris SamaraSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherNov 10, 2014Nov 19, 2004
Michael Thomas SaporitoSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherSep 22, 2014May 5, 2014
Todd Scott WeissNorthwestern Mutual Investment Services,LLC otherSummit Financial Resources Inc no RAUMOtherJun 12, 2014May 30, 2014
Kevin RileySummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherAug 7, 2013Jun 17, 2013
Alyce Marie HackettRaymond James Financial Services Advisors, Inc otherSummit Financial Resources Inc no RAUMOtherNov 23, 2012Nov 21, 2012
Kevin KreuzerNorthwestern Mutual Investment Services,LLC otherSummit Financial Resources Inc no RAUMOtherAug 31, 2011Sep 15, 2011
Leean Carole HunchakSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherDec 15, 2010Aug 13, 2010
Howard Elliott KaplanSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherAug 2, 2010Oct 17, 2005
Jeffrey Ronald SusskindSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJun 1, 2010Jun 13, 2002
Charles Dominic Dayer WildTransamerica Financial Advisors, LLC otherSummit Financial Resources Inc no RAUMOtherApr 28, 2010May 3, 2010
Robert Anthony BeckettAmeritas Advisory Services otherSummit Financial Resources Inc no RAUMOtherApr 16, 2010Apr 30, 2010
Thomas George GoodwinCetera Advisor Networks LLC otherSummit Financial Resources Inc no RAUMOtherFeb 17, 2010Feb 16, 2010
Brian Albert NolanNew Century Financial Group, LLC otherSummit Financial Resources Inc no RAUMOtherSep 16, 2009Sep 10, 2009
David Keith SebastianSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherSep 3, 2008Jun 6, 2002
Edward Robert CollinsSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJul 17, 2008Jun 6, 2002
Lawrence Martin WefferlingSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJul 17, 2008Jun 6, 2002
Scott PortlockSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherApr 23, 2008Jul 30, 2007
George L RiosecoPark Avenue Securities LLC otherSummit Financial Resources Inc no RAUMOtherApr 8, 2008Apr 1, 2008
Christine FroleSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJun 16, 2006Apr 21, 2005
Paige PowerSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherNov 16, 2005Jun 6, 2002
Shant TashjianMsi Financial Services, Inc. otherSummit Financial Resources Inc no RAUMOtherMay 19, 2005Sep 28, 2005 (132 d)
Robert HorowitzSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherApr 15, 2005Jun 6, 2002
Gary Kurt HagerOsaic Fa, Inc. otherSummit Financial Resources Inc no RAUMOtherAug 31, 2004Aug 31, 2004
John Joseph BelloSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherMay 1, 2003Jun 13, 2002
Martin Edward ButlerSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherDec 10, 2002Jun 6, 2002
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37 moves match.