DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Old Dominion Capital Management Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Buffy MangusEsi Financial Advisors BD affiliatedOld Dominion Capital Management Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2021Apr 21, 2021
Jared P TroutmanCommonwealth Financial Network national BDOld Dominion Capital Management Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2018Nov 19, 2018 (80 d)
Benjamin Joseph PeressOutfitter Advisors, Ltd. independent RIAOld Dominion Capital Management Inc. independent RIARIA to RIAJul 10, 2018Jul 9, 2018
John Smith MccoyLPL Financial LLC independent RIAOld Dominion Capital Management Inc. independent RIARIA to RIAJul 3, 2018Jul 3, 2018
Jessica Dawn HeneberryTruist Advisory Services, Inc. otherOld Dominion Capital Management Inc. independent RIAOtherMar 26, 2018Mar 21, 2018
Tiffany Ung SnyderRaymond James Financial Services Advisors, Inc otherOld Dominion Capital Management Inc. otherOtherOct 24, 2016Dec 1, 2016 (38 d)
Brett Michael CovertUnited Brokerage Services Inc otherOld Dominion Capital Management Inc. otherOtherMay 22, 2008Dec 17, 2009 (574 d)
Michael John GintyCommonwealth Financial Network national BDOld Dominion Capital Management Inc. otherOtherFeb 28, 2007Jun 22, 2007 (114 d)
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8 moves match.