DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 1834 Investment Advisors Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richert John Hart | Missionsquare Retirement BD affiliated | 1834 Investment Advisors Co. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2026 | Aug 14, 2026 |
| Hussain Ali Fawaz | Texas Capital Bank Private Wealth Advisors independent RIA | 1834 Investment Advisors Co. mixed wealth | RIA to RIA | Jun 24, 2026 | Jun 23, 2026 |
| Kevin Thomas Noll | LPL Financial LLC BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2025 | Dec 16, 2024 |
| Alexander Abel Stellema | Cetera Investment Advisers LLC BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2025 | Feb 26, 2025 |
| John Walter Randall | LPL Financial LLC BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Feb 6, 2024 |
| Randy Joseph Addie | LPL Financial LLC BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Feb 7, 2024 |
| Michael John Skinner | LPL Financial LLC BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Feb 7, 2024 |
| Katherine Higgins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | 1834 Investment Advisors Co. independent RIA | Wirehouse to independent RIA | Jan 12, 2024 | Feb 2, 2024 |
| John Spaulding Gleason | Money Concepts Advisory Service BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | Feb 5, 2024 (237 d) |
| Robert Brooks | Johnson Wealth Inc. mixed wealth | 1834 Investment Advisors Co. independent RIA | RIA to RIA | May 16, 2022 | Jun 10, 2022 |
| Bradley Allen Dirksen | Cetera Investment Advisers LLC BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2021 | Oct 1, 2025 (1720 d) |
| Sara Lynn Klaessy | Principal Securities, Inc. BD affiliated | 1834 Investment Advisors Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Apr 18, 2025 (2359 d) |
| Donald Alan Powell | Parasol Investment Management, LLC other | 1834 Investment Advisors Co. independent RIA | Other | Mar 30, 2017 | Jul 17, 2023 (2300 d) |
| John Clifford Claybon | Signal Capital Management,Inc. unclassified | 1834 Investment Advisors Co. independent RIA | Other | Jun 29, 2007 | Dec 8, 2022 (5641 d) |
| Christopher Michael Knappstein | Wells Fargo Investments, LLC unclassified | 1834 Investment Advisors Co. independent RIA | Other | Jan 24, 2005 | Mar 6, 2023 (6615 d) |
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15 moves match.