DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wescott Financial Advisory Group LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter T HensonWells Fargo Advisors wirehouseWescott Financial Advisory Group LLC independent RIAWirehouse to independent RIASep 18, 2024Sep 23, 2024
Charles Howard JohnstonVanguard Advisers, Inc. BD affiliatedWescott Financial Advisory Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2023Aug 25, 2023
Brendan Robert Thomas HunterVanguard Advisers, Inc. BD affiliatedWescott Financial Advisory Group LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2022Jan 20, 2023
Wendy M EllisRaymond James Financial Services Advisors, Inc BD affiliatedWescott Financial Advisory Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2022Nov 9, 2022
James Patrick CiamaccoCertior Financial Group, LLC independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIAMay 4, 2022Jun 8, 2022 (35 d)
Sean Mark RobertsAsset Planning Services Ltd. independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIADec 31, 2021Jan 13, 2022
Daniel James EsquirellAsset Planning Services Ltd. independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIADec 31, 2021Jan 13, 2022
Bethany Jill LandisAsset Planning Services Ltd. independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIADec 31, 2021Jan 13, 2022
Kristen L BarkerAsset Planning Services Ltd. independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIADec 31, 2021Jan 13, 2022
Jordan Marc ShawAsset Planning Services Ltd. independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIADec 31, 2021Jan 13, 2022
Richard John VolpeAsset Planning Services Ltd. independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIADec 31, 2021Jan 13, 2022
Scott Howard LevinAllstate Financial Advisors, LLC BD affiliatedWescott Financial Advisory Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2021Jan 14, 2022 (249 d)
Jocelyn SchwartzScs Capital Management LLC independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIAMar 1, 2021Oct 21, 2021 (234 d)
Rebecca IacopelliFacet independent RIAWescott Financial Advisory Group LLC independent RIARIA to RIAJan 16, 2020May 20, 2021 (490 d)
Sandra Elaine GoodsteinGoodstein & Associates, LLC otherWescott Financial Advisory Group LLC otherOtherApr 29, 2015Apr 20, 2015
Ariel Alejandro MarinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWescott Financial Advisory Group LLC otherOtherAug 4, 2014Sep 30, 2014 (57 d)
Karen Beth McintyreUnited Capital Financial Advisors otherWescott Financial Advisory Group LLC otherOtherFeb 11, 2013Mar 19, 2013 (36 d)
Joseph NaderZenith Capital Investment Advisors, LLC unclassifiedWescott Financial Advisory Group LLC otherOtherDec 31, 2009May 21, 2013 (1237 d)
John O NaussAmeriprise Advisor Services, Inc. unclassifiedWescott Financial Advisory Group LLC otherOtherOct 2, 2009Nov 12, 2009 (41 d)
Peter John RaimondiShark Capital Management, LLC unclassifiedWescott Financial Advisory Group LLC otherOtherJul 28, 2006Dec 19, 2007 (509 d)
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20 moves match.