DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at David Vaughan Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shane Michael HigginsSchwab Wealth Advisory, Inc. no RAUMDavid Vaughan Investments, LLC independent RIAOtherAug 6, 2024Sep 4, 2024
Ryan David SewellWealth Enhancement Advisory Services, LLC independent RIADavid Vaughan Investments, LLC independent RIARIA to RIAFeb 26, 2024Dec 16, 2025 (659 d)
Alexis Laure MoreySilver Oak Securities, Inc. BD affiliatedDavid Vaughan Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2023Dec 7, 2023 (115 d)
Michael E ArmisteadSchwab Wealth Advisory, Inc. no RAUMDavid Vaughan Investments, LLC independent RIAOtherJul 19, 2022Aug 1, 2022
Zachery MorgensternEdward Jones national BDDavid Vaughan Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2021Feb 9, 2022 (96 d)
Cody John BehrensPnc Wealth Management BD affiliatedDavid Vaughan Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2019Mar 16, 2026 (2538 d)
Michael Martin FlahertyValmark Advisers, Inc. otherDavid Vaughan Investments, LLC independent RIAOtherFeb 16, 2018Feb 20, 2018
Johnathan Pierce TimkoSchwab Wealth Advisory, Inc. otherDavid Vaughan Investments, LLC otherOtherJun 20, 2016Nov 16, 2016 (149 d)
Margaret L BilbyUsaa Financial Planning Services no RAUMDavid Vaughan Investments, LLC otherOtherAug 4, 2015Sep 30, 2015 (57 d)
Jeffrey John HuizengaCliftonlarsonallen Wealth Advisors, LLC otherDavid Vaughan Investments, LLC otherOtherOct 20, 2014Nov 12, 2014
Stephanie Anne RickettsJ.P. Morgan Securities Inc. unclassifiedDavid Vaughan Investments, LLC otherOtherOct 11, 2007Nov 6, 2007
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11 moves match.