DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pinnacle Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony GigliottiJ.P. Morgan Securities LLC wirehousePinnacle Advisors independent RIAWirehouse to independent RIAApr 12, 2026Apr 16, 2026
Andrea Nicole EllisMariner BD affiliatedPinnacle Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2024Nov 12, 2024
Robert William DanuloffKestra Advisory Services, LLC BD affiliatedPinnacle Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2024Oct 3, 2024
Gregory M SpickardBullseye Investment Management, LLC independent RIAPinnacle Advisors independent RIARIA to RIAAug 27, 2024Aug 23, 2024
Andrew Charles Lerda-PlogLPL Financial LLC BD affiliatedPinnacle Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2024Nov 26, 2024 (246 d)
Alex Joseph KulkaCambridge Investment Research Advisors, Inc. BD affiliatedPinnacle Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2023Jan 25, 2024 (37 d)
Blake Alexander RudolphW&S Brokerage Services, Inc. BD affiliatedPinnacle Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2023Jan 25, 2024 (178 d)
Richard Frank KammerCornerstone Wealth Management independent RIAPinnacle Advisors independent RIARIA to RIAJan 28, 2022Jan 3, 2023 (340 d)
William Joseph Cunningham1st Global Advisors Inc BD affiliatedPinnacle Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2019Jun 7, 2019
David William HeichelCreative Financial Designs, Inc. BD affiliatedPinnacle Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2019Mar 5, 2019
Keith Allen HeichelLifetime Planning Pinnacle Advisors, Inc no RAUMPinnacle Advisors otherOtherMar 8, 2017Feb 23, 2007
William David HeichelLifetime Planning Pinnacle Advisors, Inc no RAUMPinnacle Advisors otherOtherMar 8, 2017Dec 4, 2006
Andrew Jonathan SilverSei Investments Management Corp otherPinnacle Advisors otherOtherJan 26, 2010Aug 6, 2010 (192 d)
Verdayne Lee WendlingHudson Financial Advisors Inc state registeredPinnacle Advisors otherOtherJan 16, 2007Feb 26, 2007 (41 d)
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14 moves match.