DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Trust Advisory Group Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Francis CalvanoStonex Advisors Inc. BD affiliatedTrust Advisory Group Ltd independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2026Dec 17, 2024
Tanya FriasMML Investors Services, LLC BD affiliatedTrust Advisory Group Ltd independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2020Dec 21, 2020
Anthony D McmullenNext Financial Group, Inc. BD affiliatedTrust Advisory Group Ltd independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2020Jun 30, 2020
Wendy Lesa Gipson-FitzpatrickLPL Financial LLC BD affiliatedTrust Advisory Group Ltd independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2020Feb 10, 2020
Eric Richard MajkaAztec Capital LLC state registeredTrust Advisory Group Ltd independent RIAOtherJan 7, 2020Jan 15, 2020
Kevin Roberto NunezMorgan Stanley wirehouseTrust Advisory Group Ltd independent RIAWirehouse to independent RIAAug 29, 2019Sep 11, 2019
Mark Edward RosierSource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherJul 24, 2017Feb 28, 2017
Wilder Douglas CarnesSource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherJul 24, 2017Feb 21, 2017
Patrick Jude BarrettSource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherJul 24, 2017Feb 21, 2017
Jerry Malcolm StuberSource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherJul 24, 2017Mar 23, 2017
Michael Jay DworetskySource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherFeb 10, 2017Feb 17, 2017
Amy Ellen ClaytonSource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherFeb 10, 2017Feb 10, 2017
Paul Wilfred MajaneSource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherFeb 10, 2017Feb 27, 2017
Andrew Clayton WymanSource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherFeb 9, 2017Feb 13, 2017
Bruce Charles RyanSource Capital Group, Inc. otherTrust Advisory Group Ltd otherOtherFeb 6, 2017Feb 8, 2017
Ian Joseph TollefsenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTrust Advisory Group Ltd independent RIAWirehouse to independent RIAMay 2, 2016Jul 28, 2021 (1913 d)
Alan Ray DruckenmillerCentaurus Financial, Inc. otherTrust Advisory Group Ltd otherOtherDec 26, 2013Feb 24, 2014 (60 d)
Paul Richard HimmelsteinCentaurus Financial, Inc. otherTrust Advisory Group Ltd otherOtherAug 12, 2013Sep 4, 2013
Peter Patrick CahillAmerican Planning Group Inc otherTrust Advisory Group Ltd otherOtherMay 2, 2012Jun 1, 2012
Michael Otis SchulitzLincoln Financial Distributors, Inc. unclassifiedTrust Advisory Group Ltd independent RIAOtherMay 28, 2010Jun 8, 2022 (4394 d)
Bernard Edward NugentBolton Global Asset Management otherTrust Advisory Group Ltd otherOtherFeb 24, 2010Mar 31, 2010 (35 d)
George Robert GagliardiCompass Capital Corporation otherTrust Advisory Group Ltd otherOtherJan 27, 2010Feb 25, 2010
Peter HoffmanCompass Capital Corporation otherTrust Advisory Group Ltd otherOtherJan 27, 2010Apr 5, 2010 (68 d)
Eugene Thomas CindrichGranite State Wealth Management unclassifiedTrust Advisory Group Ltd otherOtherAug 28, 2009May 27, 2009
Kyle Thomas KadishUBS Financial Services Inc. wirehouseTrust Advisory Group Ltd otherOtherOct 29, 2007May 3, 2017 (3474 d)
Joseph P. MarsdenFidelity Personal Trust Company, Fsb unclassifiedTrust Advisory Group Ltd otherOtherMar 28, 2007Apr 29, 2009 (763 d)
Amy Lorraine GatesBanc Of America Investment Services, Inc. unclassifiedTrust Advisory Group Ltd otherOtherMar 23, 2006Mar 22, 2010 (1460 d)
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27 moves match.