DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pinnacle Advisory Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joshua Kenworthy Rivers	Osaic Fa, Inc. other	Pinnacle Advisory Group, Inc. other	Other	Oct 4, 2016	Feb 17, 2017 (136 d)
Kelly Robert Wright	Armstrong, Fleming & Moore, Inc. other	Pinnacle Advisory Group, Inc. other	Other	Sep 1, 2016	Sep 28, 2016
Raoul Rodriguez-Walters	Mexico Advisor unclassified	Pinnacle Advisory Group, Inc. other	Other	Jul 21, 2016	May 26, 2017 (309 d)
May H Cheung	The Enrichment Group, Inc. other	Pinnacle Advisory Group, Inc. other	Other	Sep 9, 2015	Nov 3, 2015 (55 d)
Stephen Olan Wright	The Enrichment Group, Inc. other	Pinnacle Advisory Group, Inc. other	Other	Sep 4, 2015	Oct 27, 2015 (53 d)
Michael Edward Shires	Private Advisor Group, LLC other	Pinnacle Advisory Group, Inc. other	Other	Apr 8, 2015	Mar 24, 2017 (716 d)
Carrie Eloise Durbin Beren	Bb&T Investment Services, Inc. no RAUM	Pinnacle Advisory Group, Inc. other	Other	Mar 6, 2014	Apr 1, 2014
Solon George Vlasto	Td Ameritrade Investment Management, LLC other	Pinnacle Advisory Group, Inc. other	Other	Jul 15, 2013	Mar 20, 2014 (248 d)
Barbara Ann Ristow	Securian Financial Services, Inc. other	Pinnacle Advisory Group, Inc. other	Other	Nov 20, 2012	May 6, 2013 (167 d)
Andrew Joseph Krone	West Financial Services, Inc. other	Pinnacle Advisory Group, Inc. other	Other	Oct 13, 2009	Dec 4, 2009 (52 d)
Joshua Akeroyd Mason	H. Beck, Inc. other	Pinnacle Advisory Group, Inc. other	Other	Mar 2, 2007	Apr 3, 2007 (32 d)
David Brad Kauffman	Ferris, Baker Watts, LLC unclassified	Pinnacle Advisory Group, Inc. other	Other	Jan 30, 2007	Feb 2, 2007
Gabriel Anthony Trasatti	Levin Financial Services, Inc. unclassified	Pinnacle Advisory Group, Inc. other	Other	Sep 28, 2006	Jul 24, 2012 (2126 d)
Sean Patrick Dillon	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pinnacle Advisory Group, Inc. independent RIA	Wirehouse to independent RIA	Oct 4, 2005	Nov 19, 2020 (5525 d)
William Brantley Bissett	Morgan Stanley Dw Inc. unclassified	Pinnacle Advisory Group, Inc. other	Other	Dec 16, 2004	Feb 2, 2007 (778 d)
Mindy Ellen Gasthalter	Freed Advisors other	Pinnacle Advisory Group, Inc. other	Other	May 7, 2004	Feb 2, 2005 (271 d)

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16 moves match.