DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Icon Advisers, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Harold AulbachAmerican Portfolios Advisors, Inc BD affiliatedIcon Advisers, Inc. otherOtherDec 22, 2023Jul 1, 2025 (557 d)
Geoffrey P JarockiAmundi Pioneer Institutional Asset Management, Inc. otherIcon Advisers, Inc. otherOtherJun 18, 2014Jul 23, 2014 (35 d)
Dennis Loyd EngelWakefield Asset Management, Lllp otherIcon Advisers, Inc. otherOtherNov 9, 2011Nov 1, 2011
Donovan Jerald PaulEssential Investment Partners, LLC otherIcon Advisers, Inc. otherOtherMar 21, 2011Jun 20, 2013 (822 d)
Stephen Alfred MoranMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIcon Advisers, Inc. otherOtherJan 13, 2010Jan 25, 2010
Daniel Saul FersztOld Mutual Capital otherIcon Advisers, Inc. otherOtherJul 27, 2009Aug 16, 2010 (385 d)
Brian E BiehlLincoln Investment otherIcon Advisers, Inc. otherOtherFeb 11, 2008Mar 7, 2008
Edward Thomas ReiserKeybanc Capital Markets Inc. unclassifiedIcon Advisers, Inc. otherOtherFeb 20, 2007Apr 16, 2007 (55 d)
William Lee KieranBny Mellon Advisors, Inc. otherIcon Advisers, Inc. otherOtherDec 4, 2006Nov 8, 2007 (339 d)
Peter Kinsley MillerArgyle Capital Management, LLC otherIcon Advisers, Inc. otherOtherSep 26, 2006Oct 3, 2006
Warren Francis MulhernMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIcon Advisers, Inc. otherOtherApr 6, 2006Apr 19, 2007 (378 d)
Laura Lynn CallahanChase Investment Services Corp. otherIcon Advisers, Inc. otherOtherMar 1, 2006Sep 27, 2007 (575 d)
Robert Bradley MillerKeybanc Capital Markets Inc. unclassifiedIcon Advisers, Inc. otherOtherDec 2, 2005Dec 14, 2005
Christopher PaydockBny Mellon Advisors, Inc. otherIcon Advisers, Inc. otherOtherJan 27, 2005Mar 21, 2006 (418 d)
Page 1 of 1
14 moves match.