DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wms Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Joseph Michaels | Morgan Stanley wirehouse | Wms Partners, LLC independent RIA | Wirehouse to independent RIA | Dec 5, 2024 | Dec 10, 2024 |
| Kyle Anthony Cotoia | LPL Financial LLC BD affiliated | Wms Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 5, 2024 |
| John Bernard Finigan | Wells Fargo Advisors wirehouse | Wms Partners, LLC independent RIA | Wirehouse to independent RIA | Mar 20, 2023 | Apr 24, 2023 (35 d) |
| Michael Robert Pirolli | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wms Partners, LLC independent RIA | Wirehouse to independent RIA | May 13, 2022 | Jun 1, 2022 |
| Daniel Spencer Pereira | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wms Partners, LLC independent RIA | Wirehouse to independent RIA | Feb 18, 2022 | Mar 22, 2022 (32 d) |
| Alexander Robert Price | Financial Consulate independent RIA | Wms Partners, LLC independent RIA | RIA to RIA | Nov 11, 2021 | Mar 22, 2022 (131 d) |
| Eun Suk Ha | Corecap Advisors BD affiliated | Wms Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | Oct 12, 2021 (155 d) |
| Zakia Khan Weber | T. Rowe Price Advisory Services, Inc. independent RIA | Wms Partners, LLC independent RIA | RIA to RIA | Feb 24, 2020 | Oct 22, 2020 (241 d) |
| Joel Jerome Houck | Cicero Capital Partners asset manager | Wms Partners, LLC independent RIA | Other | Aug 22, 2019 | Oct 12, 2021 (782 d) |
| Jessica Katherine Nyce Parker | Planning Solutions Group, LLC independent RIA | Wms Partners, LLC independent RIA | RIA to RIA | Aug 30, 2018 | Nov 2, 2018 (64 d) |
| Nathan Richardson Allen | Warisan Capital Management unclassified | Wms Partners, LLC independent RIA | Other | Jul 16, 2018 | Nov 13, 2018 (120 d) |
| Christopher Brian Walczak | Gfo Advisory Services, LLC other | Wms Partners, LLC independent RIA | Other | Dec 31, 2017 | Mar 29, 2019 (453 d) |
| Lauren Poe Watson | Abel Financial Management Co. independent RIA | Wms Partners, LLC other | Other | Nov 4, 2015 | Aug 4, 2016 (274 d) |
| Gregory Edward Blake | Convergent Wealth Advisors, LLC other | Wms Partners, LLC other | Other | Nov 19, 2014 | Dec 5, 2014 |
| Joshua F Rowe | Convergent Wealth Advisors, LLC other | Wms Partners, LLC independent RIA | Other | Mar 3, 2014 | Dec 9, 2019 (2107 d) |
| Chad Joseph Norfolk | Fai Wealth Management other | Wms Partners, LLC other | Other | Jan 7, 2014 | Jan 10, 2014 |
| Christine Michelle Buckley | Morgan Stanley wirehouse | Wms Partners, LLC other | Other | Jun 20, 2011 | Jul 8, 2011 |
| Lesa Lea Crosser | RBC Capital Markets, LLC national BD | Wms Partners, LLC other | Other | Apr 20, 2011 | Jan 15, 2013 (636 d) |
| Pace Roy Kessenich | UBS Financial Services Inc. wirehouse | Wms Partners, LLC other | Other | May 25, 2007 | Jan 21, 2009 (607 d) |
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19 moves match.