DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Westwood Management Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel BraunStrategic Advisers LLC national BDWestwood Management Corp otherOtherJun 5, 2026Jul 8, 2026 (33 d)
Aidan William McnallyGradient Wealth Management BD affiliatedWestwood Management Corp otherOtherDec 16, 2024Jun 10, 2026 (541 d)
Christopher James DoranSei Investments Management Corp otherWestwood Management Corp otherOtherJul 16, 2024Aug 5, 2024
Jamie Lee SchlagGradient Wealth Management BD affiliatedWestwood Management Corp otherOtherJul 8, 2024Jun 10, 2026 (702 d)
Michael Carl BlazeNuveen Asset Management, LLC otherWestwood Management Corp otherOtherNov 27, 2023Jul 8, 2024 (224 d)
Dan Hall HindsSalient Capital Advisors, LLC otherWestwood Management Corp otherOtherNov 21, 2022May 1, 2023 (161 d)
Steven Craig BlokdykSalient Capital Advisors, LLC otherWestwood Management Corp otherOtherNov 21, 2022Feb 15, 2023 (86 d)
Anibal Jose AngelSalient Capital Advisors, LLC otherWestwood Management Corp otherOtherNov 21, 2022Feb 16, 2023 (87 d)
Frank Theodore GardnerSalient Capital Advisors, LLC otherWestwood Management Corp otherOtherNov 21, 2022May 1, 2023 (161 d)
Bradley Steven EisenSalient Capital Advisors, LLC otherWestwood Management Corp otherOtherNov 21, 2022May 1, 2023 (161 d)
Parag Kirtikumar SanghaniSalient Capital Advisors, LLC otherWestwood Management Corp otherOtherNov 21, 2022May 1, 2023 (161 d)
Matthew Robert GranditsSalient Capital Advisors, LLC otherWestwood Management Corp otherOtherNov 21, 2022May 1, 2023 (161 d)
Ronald Winston CatoSalient Capital Advisors, LLC otherWestwood Management Corp otherOtherNov 21, 2022Feb 17, 2023 (88 d)
David I FriedmanNew York Life Investment Management LLC asset managerWestwood Management Corp otherOtherJul 8, 2019Aug 5, 2019
William J HunterInvesco Advisers, Inc. asset managerWestwood Management Corp otherOtherMay 31, 2019Nov 1, 2019 (154 d)
Harvey Patrick SteeleNew York Life Investment Management LLC asset managerWestwood Management Corp otherOtherJun 15, 2018Jan 9, 2019 (208 d)
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16 moves match.