DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mason Investment Advisory Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter Bryan KokolusVanguard Advisers, Inc. BD affiliatedMason Investment Advisory Services Inc mixed wealthAffiliated broker-dealer or bank to independent RIAApr 4, 2024May 18, 2026 (774 d)
Caleb James FryWater Street Financial LLC independent RIAMason Investment Advisory Services Inc mixed wealthRIA to RIAAug 14, 2023Aug 29, 2023
Jason PanThe Mather Group, LLC independent RIAMason Investment Advisory Services Inc mixed wealthRIA to RIAOct 18, 2022Dec 15, 2022 (58 d)
Loizos Sergios KapnisiAdvice And Planning Services BD affiliatedMason Investment Advisory Services Inc mixed wealthAffiliated broker-dealer or bank to independent RIAAug 4, 2022Sep 28, 2022 (55 d)
Shayna Amalie LebowitzCreative Planning independent RIAMason Investment Advisory Services Inc mixed wealthRIA to RIAJun 6, 2022Sep 19, 2023 (470 d)
Jason HicksMorgan Stanley wirehouseMason Investment Advisory Services Inc mixed wealthWirehouse to independent RIADec 16, 2021Jul 8, 2025 (1300 d)
Matthew Jon KrauseAltus Wealth Group, LLC independent RIAMason Investment Advisory Services Inc mixed wealthRIA to RIAAug 27, 2021May 4, 2023 (615 d)
Sarah E BakerSbsb Financial Advisors independent RIAMason Investment Advisory Services Inc mixed wealthRIA to RIAApr 14, 2021Apr 26, 2021
Blaine William HomanSpire Wealth Management, LLC BD affiliatedMason Investment Advisory Services Inc mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 26, 2021Sep 27, 2022 (578 d)
Katherine Anne FincherFidelity Personal And Workplace Advisors BD affiliatedMason Investment Advisory Services Inc mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 21, 2019Mar 19, 2019
William Michael CoursonClearstead; Clearstead Advisory Solutions otherMason Investment Advisory Services Inc mixed wealthOtherMar 25, 2017Jul 20, 2018 (482 d)
Sharon L KampnerPolaris Equity Management, Inc. otherMason Investment Advisory Services Inc otherOtherJul 27, 2011Jul 27, 2011
Allison Lori Berlenbach GormierMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMason Investment Advisory Services Inc otherOtherJun 24, 2008Jul 14, 2008
Rebecca GlasgowOsaic Fa, Inc. otherMason Investment Advisory Services Inc otherOtherApr 27, 2007May 23, 2007
Thomas Rolfe PudnerFreed Advisors otherMason Investment Advisory Services Inc otherOtherApr 11, 2006May 2, 2006
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15 moves match.