DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mora Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mario Enrique RosUBS Financial Services Inc. wirehouseMora Capital Management, LLC independent RIAWirehouse to independent RIAMay 19, 2026May 20, 2026
Salvador Ramos CarmonaUBS Financial Services Inc. wirehouseMora Capital Management, LLC independent RIAWirehouse to independent RIAApr 20, 2026Apr 17, 2026
Yohander JimenezNorthwestern Mutual Investment Services,LLC no RAUMMora Capital Management, LLC independent RIAOtherJan 12, 2026Jan 20, 2026
Roberto Ruiz VelezInsigneo Advisory Services, LLC BD affiliatedMora Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2024Dec 16, 2024 (67 d)
Manuel Sebastian Salamanca MejiaFinaccess Advisors LLC mixed wealthMora Capital Management, LLC independent RIARIA to RIAJun 3, 2024Oct 2, 2025 (486 d)
Diego Castillo OleaUBS Financial Services Inc. wirehouseMora Capital Management, LLC independent RIAWirehouse to independent RIAMay 21, 2024Nov 3, 2025 (531 d)
Marco Julio Fernandez CelorioUBS Financial Services Inc. wirehouseMora Capital Management, LLC independent RIAWirehouse to independent RIAMar 22, 2024Jun 7, 2024 (77 d)
Luis Antonio DelgadoWells Fargo Advisors wirehouseMora Capital Management, LLC independent RIAWirehouse to independent RIAJun 21, 2021Sep 15, 2021 (86 d)
Antonio Oliveira MouraEfg Private Wealth Management (Americas) Corp. independent RIAMora Capital Management, LLC independent RIARIA to RIAJan 28, 2021Jan 2, 2025 (1435 d)
Carl Henrik Gustaf EdlundEfg Private Wealth Management (Americas) Corp. independent RIAMora Capital Management, LLC independent RIARIA to RIAJan 28, 2021Aug 13, 2020
Renata V Benghira-LimaEfg Private Wealth Management (Americas) Corp. independent RIAMora Capital Management, LLC independent RIARIA to RIAJan 28, 2021Aug 14, 2020
Jad HocheCitigroup Global Markets Inc. BD affiliatedMora Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2021Jul 7, 2021 (184 d)
Santiago L CopelloInsigneo Advisory Services, LLC mixed wealthMora Capital Management, LLC independent RIARIA to RIANov 30, 2020Jan 9, 2025 (1501 d)
Juan Manuel DoriaUcap Americas mixed wealthMora Capital Management, LLC independent RIARIA to RIAJun 21, 2018Jun 7, 2018
Antonio Gomez RealAndbanc Advisory LLC independent RIAMora Capital Management, LLC independent RIARIA to RIAApr 23, 2018May 25, 2018 (32 d)
Daniel EulateAndbanc Advisory LLC independent RIAMora Capital Management, LLC independent RIARIA to RIAApr 23, 2018May 16, 2018
Giselle Bircann MercadoMorgan Stanley wirehouseMora Capital Management, LLC otherOtherApr 20, 2017Aug 2, 2017 (104 d)
German Ricardo MoraGagni Wealth Management LLC state registeredMora Capital Management, LLC otherOtherMar 14, 2017Aug 29, 2017 (168 d)
Alexandro Ampudia TommasiDeutsche Bank Securities Inc. otherMora Capital Management, LLC otherOtherFeb 18, 2015Mar 4, 2015
Jeffrey Mark EagleCapital Guardian Wealth Management, LLC otherMora Capital Management, LLC otherOtherJan 9, 2015Feb 25, 2015 (47 d)
Roberto Felipe GarciaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMora Capital Management, LLC independent RIAWirehouse to independent RIAOct 1, 2012Jan 13, 2025 (4487 d)
Daniel Jorge RichmondLPL Financial LLC otherMora Capital Management, LLC otherOtherSep 25, 2012Dec 10, 2012 (76 d)
Annette Marie ManonLPL Financial LLC otherMora Capital Management, LLC independent RIAOtherAug 20, 2012Jan 8, 2025 (4524 d)
Rafael MorenoLPL Financial LLC otherMora Capital Management, LLC independent RIAOtherAug 20, 2012Jan 7, 2025 (4523 d)
Stephen Charles PottsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMora Capital Management, LLC otherOtherMar 30, 2012Mar 26, 2013 (361 d)
Eli ButnaruUBS Financial Services Inc. wirehouseMora Capital Management, LLC otherOtherAug 3, 2010Dec 10, 2012 (860 d)
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26 moves match.