DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Acorn Financial Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Vincent Jonathan BarrettEuclid Investment Advisory, LLC independent RIAAcorn Financial Advisory Services, Inc. independent RIARIA to RIANov 6, 2023Jan 11, 2023
Donald Louis UngerVoya Financial Advisors, Inc. BD affiliatedAcorn Financial Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2021Jun 9, 2021
David LynessMutual Of Omaha Investor Services, Inc. no RAUMAcorn Financial Advisory Services, Inc. independent RIAOtherSep 27, 2019Oct 25, 2019
Sean M TyllMutual Of Omaha Investor Services, Inc. no RAUMAcorn Financial Advisory Services, Inc. independent RIAOtherAug 19, 2019Aug 26, 2019
Mark Douglas HermanMutual Advisors, LLC BD affiliatedAcorn Financial Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 11, 2019Mar 19, 2019
Haley Lynn EllisThe Strategic Financial Alliance BD affiliatedAcorn Financial Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 2, 2019
Andrew Nathan CasteelWs Wealth Management, LLC state registeredAcorn Financial Advisory Services, Inc. independent RIAOtherJul 24, 2018Aug 1, 2018
Shannon Dale WareTriad Advisors, LLC BD affiliatedAcorn Financial Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2018Jun 6, 2018
Steven Franklin BrandtLPL Financial LLC independent RIAAcorn Financial Advisory Services, Inc. independent RIARIA to RIADec 5, 2017Dec 8, 2017
Margaret Maria SwinneyVoya Financial Advisors, Inc. otherAcorn Financial Advisory Services, Inc. otherOtherMar 20, 2017Mar 22, 2017
John Ryan ForbrichVoya Financial Advisors, Inc. otherAcorn Financial Advisory Services, Inc. otherOtherMar 20, 2017Mar 22, 2017
Jonathan Neil BrowningVoya Financial Advisors, Inc. otherAcorn Financial Advisory Services, Inc. otherOtherMar 13, 2017Mar 21, 2017
Wayne Albert PampaloniLPL Financial LLC otherAcorn Financial Advisory Services, Inc. otherOtherAug 10, 2016Aug 18, 2016
Charles Richard CookeWoodbury Financial Services, Inc. otherAcorn Financial Advisory Services, Inc. otherOtherNov 4, 2015Nov 4, 2015
Matthew Dunlap VaughanWoodbury Financial Services, Inc. otherAcorn Financial Advisory Services, Inc. otherOtherNov 4, 2015Nov 4, 2015
Daniel Wade WilliamsWellfleet Wealth Advisors LLC unclassifiedAcorn Financial Advisory Services, Inc. otherOtherNov 20, 2013Oct 7, 2013
Assaf Meir PinchasH. Beck, Inc. otherAcorn Financial Advisory Services, Inc. otherOtherAug 16, 2013Aug 19, 2013
Shawn Michael WilliamsonH. Beck, Inc. otherAcorn Financial Advisory Services, Inc. otherOtherAug 16, 2013Aug 16, 2013
David Kalani MortonH. Beck, Inc. otherAcorn Financial Advisory Services, Inc. otherOtherJan 20, 2011Feb 16, 2011
Matthew Patrick BrennanIndependent Financial Group, LLC otherAcorn Financial Advisory Services, Inc. otherOtherSep 22, 2010Mar 5, 2014 (1260 d)
James Michael GambacciniAmeriprise Financial Services, LLC national BDAcorn Financial Advisory Services, Inc. otherOtherJul 1, 2003Sep 26, 2003 (87 d)
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21 moves match.