DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Triad Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonas Phillip BoyerEdward Jones national BDTriad Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2020Mar 18, 2020 (55 d)
Nathaniel Phillip CarswellMorton Wealth Management LLC independent RIATriad Financial Advisors, Inc. independent RIARIA to RIADec 31, 2018Sep 10, 2018
Mollie SebakModera Wealth Management, LLC otherTriad Financial Advisors, Inc. otherOtherNov 20, 2017Jan 2, 2018 (43 d)
John William MarskeBmo Asset Management Corp. otherTriad Financial Advisors, Inc. independent RIAOtherJan 13, 2016Oct 4, 2019 (1360 d)
Patrick Noel RushRealta Investment Advisors, Inc otherTriad Financial Advisors, Inc. otherOtherAug 7, 2012Aug 7, 2012
Aaron Hedrick ParrishRealta Investment Advisors, Inc otherTriad Financial Advisors, Inc. otherOtherAug 7, 2012Aug 7, 2012
Barbara Pauline RichleyEquitable Advisors, LLC national BDTriad Financial Advisors, Inc. otherOtherAug 1, 2008Jun 4, 2010 (672 d)
Lorraine JohnsonPrincipal Securities, Inc. otherTriad Financial Advisors, Inc. otherOtherJul 17, 2007Jul 18, 2007
Yolanda CobbSuntrust Investment Services, Inc. otherTriad Financial Advisors, Inc. otherOtherOct 5, 2005Oct 15, 2008 (1106 d)
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9 moves match.