DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Charles BetzMoney Concepts Advisory Service BD affiliatedAmerican Capital Management, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 8, 2024Jun 17, 2024 (70 d)
Kenneth D SadlerWealth Watch Advisors, Inc independent RIAAmerican Capital Management, Inc. state registeredRIA to a state-registered adviserFeb 1, 2024Feb 1, 2024
Kenneth D SadlerMutual Of Omaha Investor Services, Inc. no RAUMAmerican Capital Management, Inc. state registeredOtherAug 9, 2021Aug 18, 2021
Paidemoyo Brian CharasikaMagnate Advisory Services, LLC independent RIAAmerican Capital Management, Inc. state registeredRIA to a state-registered adviserSep 28, 2020Jan 28, 2021 (122 d)
Kenneth Gene BaizeWaddell & Reed otherAmerican Capital Management, Inc. state registeredOtherJan 8, 2018Jan 5, 2018
Randall Scott WalkerMercurio Wealth Advisors independent RIAAmerican Capital Management, Inc. state registeredRIA to a state-registered adviserMay 26, 2017May 31, 2017
Andrew Joseph VerdeyenCambridge Investment Research Advisors, Inc. otherAmerican Capital Management, Inc. state registeredOtherDec 31, 2016Jan 12, 2017
Johnathon Thomas DavisRetirement Tax Advisory Group unclassifiedAmerican Capital Management, Inc. state registeredOtherSep 3, 2015Nov 8, 2024 (3354 d)
Chad DevoreLincoln Investment otherAmerican Capital Management, Inc. state registeredOtherJul 24, 2015Jul 24, 2017 (731 d)
Shawn KostPnc Wealth Management otherAmerican Capital Management, Inc. state registeredOtherDec 17, 2014Nov 21, 2016 (705 d)
Lowell Thomas FletcherEstate Planning Professionals otherAmerican Capital Management, Inc. state registeredOtherDec 16, 2014Dec 17, 2014
Dianne Williams WildtAmerican Portfolios Advisors, Inc otherAmerican Capital Management, Inc. state registeredOtherNov 19, 2013Nov 19, 2013
Lew Moss NewtonHighland Financial Management, Inc unclassifiedAmerican Capital Management, Inc. state registeredOtherMay 2, 2012May 2, 2012
Mark Kelly KissellEnvision Investment Advisors, LLC unclassifiedAmerican Capital Management, Inc. state registeredOtherJul 22, 2009Mar 12, 2010 (233 d)
Vincent K HymanOgilvie Security Advisors Corp otherAmerican Capital Management, Inc. state registeredOtherOct 1, 2007Jan 24, 2008 (115 d)
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15 moves match.