| Gary Allen Clark | Soar Financial LLC state registered | Chicago Capital Management Advisors, LLC independent RIA | Other | Aug 11, 2026 | Jun 16, 2026 |
| Jason Bryce Vanclef | Miramontes Capital, LLC independent RIA | Chicago Capital Management Advisors, LLC independent RIA | RIA to RIA | Dec 12, 2025 | Dec 22, 2025 |
| Ricki Eugene Hanna | Asset Strategies, Inc state registered | Chicago Capital Management Advisors, LLC other | Other | Dec 31, 2024 | Nov 16, 2023 |
| Robert Raymond Mcisaac | Crown Capital Securities, L.P. BD affiliated | Chicago Capital Management Advisors, LLC other | Other | May 1, 2024 | May 1, 2024 |
| Eric M Fasse | American Trust Investment Services Advisory, Inc. state registered | Chicago Capital Management Advisors, LLC other | Other | Jan 2, 2024 | Jul 10, 2023 |
| James David Dingle | American Trust Investment Services Advisory, Inc. state registered | Chicago Capital Management Advisors, LLC other | Other | Nov 14, 2023 | Jul 12, 2023 |
| Chase Toberman Heiden | Oppenheimer & Co. Inc. BD affiliated | Chicago Capital Management Advisors, LLC other | Other | Mar 3, 2023 | Mar 14, 2023 |
| Earl Cornelius Stevenson | Avellino Financial Advisors, Inc. independent RIA | Chicago Capital Management Advisors, LLC other | Other | Dec 31, 2021 | Feb 15, 2022 (46 d) |
| Jason Bryce Vanclef | Delta Investment Management, LLC independent RIA | Chicago Capital Management Advisors, LLC other | Other | Dec 31, 2021 | Jan 7, 2022 |
| Michael Diprimio | Delta Investment Management, LLC independent RIA | Chicago Capital Management Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2021 | Jan 1, 2025 (1097 d) |
| Sheldon Singleton | Delta Investment Management, LLC independent RIA | Chicago Capital Management Advisors, LLC other | Other | Aug 20, 2020 | Sep 13, 2022 (754 d) |
| Scot Barringer | Westpark Capital, Inc. independent RIA | Chicago Capital Management Advisors, LLC other | Other | Jul 16, 2020 | Jul 23, 2020 |
| Kristopher Charles Kessler | Westpark Capital, Inc. independent RIA | Chicago Capital Management Advisors, LLC other | Other | Jun 18, 2020 | Oct 13, 2020 (117 d) |
| Justin Matthew Smith | Westpark Capital, Inc. independent RIA | Chicago Capital Management Advisors, LLC other | Other | Apr 28, 2020 | Oct 27, 2020 (182 d) |
| David Bernard Levinson | Westpark Capital, Inc. independent RIA | Chicago Capital Management Advisors, LLC other | Other | Apr 28, 2020 | Jul 23, 2020 (86 d) |
| Benjamin R Pfiffner | Avellino Financial Advisors, Inc. independent RIA | Chicago Capital Management Advisors, LLC other | Other | Dec 26, 2019 | Jun 22, 2020 (179 d) |
| James Bennett Liberman | Wells Fargo Advisors wirehouse | Chicago Capital Management Advisors, LLC independent RIA | Wirehouse to independent RIA | Dec 31, 2016 | Jun 4, 2025 (3077 d) |
| James Leslie Clarren | Lasalle St. Investment Advisors, L.L.C. other | Chicago Capital Management Advisors, LLC other | Other | Dec 31, 2014 | Sep 4, 2014 |
| Kenneth Raymond Schuyler | B. Riley Wealth Advisors, Inc. other | Chicago Capital Management Advisors, LLC other | Other | Feb 18, 2014 | Feb 18, 2014 |
| James Robert Buiter | B. Riley Wealth Advisors, Inc. other | Chicago Capital Management Advisors, LLC other | Other | Apr 1, 2013 | Apr 30, 2013 |
| Levant Miguel Bishop | Spc other | Chicago Capital Management Advisors, LLC other | Other | Apr 24, 2012 | Mar 6, 2014 (681 d) |
| Michael David Singer | Lasalle St. Investment Advisors, L.L.C. other | Chicago Capital Management Advisors, LLC other | Other | Aug 4, 2008 | Apr 25, 2008 |
| Thomas James Kunkle | Citicorp Investment Services unclassified | Chicago Capital Management Advisors, LLC other | Other | May 4, 2004 | Aug 19, 2004 (107 d) |
| Michael Robert Grady | Lcm Capital Management Inc other | Chicago Capital Management Advisors, LLC other | Other | Oct 28, 2002 | Jan 9, 2003 (73 d) |